Adam Maggio
Professional summary
Adam Maggio is a registered financial professional currently at JOSEPH STONE CAPITAL L.L.C. located in Garden City, New York and VCS VENTURE SECURITIES located in Garden City, New York.
Adam is registered as a RR (Registered Representative) and started their career in finance in 2002. Adam has worked at 8 firms and has passed the Series 63, Series 52TO, Series 79TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam Maggio's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 26, 2013 - Present
JOSEPH STONE CAPITAL L.L.C.
Office #1: 585 Stewart Ave Suite L60c, Garden City, NY 11530September 10, 2021 - Present
VCS VENTURE SECURITIES
Office #1: 585 Stewart Avenue Unit L60, Garden City, NY 11530October 21, 2008 - February 26, 2013
FIRST MIDWEST SECURITIES, INC.
December 15, 2005 - October 17, 2008
J.P. TURNER & COMPANY, L.L.C.
August 13, 2004 - December 13, 2005
BRUNDYN SECURITIES INC.
June 17, 2004 - September 30, 2004
NORTH AMERICAN CLEARING, INC.
June 10, 2004 - October 28, 2004
WIZER FINANCIAL, INC.
January 3, 2002 - August 12, 2002
KSH INVESTMENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/21/2013)
(8/21/2019)
(6/18/2015)
(5/23/2013)
(2/27/2013)
(3/8/2013)
(4/10/2013)
(4/25/2013)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
VCS VENTURE SECURITIES
CRD#: 127921 / SEC#: , 8-66069
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEO CAPITAL MARKETS, LLC | DIRECT OWNER | |
| NEW AGE CAPITAL MANAGEMENT, LLC | DIRECT OWNER | |
| MOOD, TRAVIS ANTON MORSE | REGISTERED OPTIONS PRINCIPAL | 4745001 |
| NIXON, JON ALAN | FINOP | 4710715 |
| STALANSKI, JOHN WALTER | AMLCO | 2922709 |
| STALANSKI, JOHN WALTER | CHIEF OPERATING OFFICER | 2922709 |
| STALANSKI, JOHN WALTER | CHIEF COMPLIANCE OFFICER | 2922709 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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