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Vladislav Khalupsky

CRD# 4176865·Registered 2000 - 2008
Barred: Vladislav Khalupsky was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Vladislav Khalupsky was a registered financial advisor. Vladislav was a previously registered financial professional and started their career in finance 2000 - 2008. Vladislav had worked at 5 firms and has passed the Series 63, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

DIMENSION BROKERAGE, LLC·CRD# 136257
BD
New York, NY
September 13, 2007 - August 1, 2008
TAFFERER TRADING, LLC·CRD# 36816
BD
New York, NY
May 8, 2003 - October 25, 2005
FIS BROKERAGE & SECURITIES SERVICES LLC·CRD# 104162
BD
Bolingbrook, IL
March 3, 2003 - April 7, 2003
RUMSON CAPITAL, LLC·CRD# 33848
BD
Montebello, NY
December 2, 2002 - March 3, 2003
WORLDCO, L.L.C.·CRD# 24673
BD
New York, NY
June 2, 2000 - December 16, 2002

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Current Firm

DB
DIMENSION BROKERAGE, LLC

DIMENSION BROKERAGE, LLC

CRD#: 136257 / SEC#: 8-66995
BD
Terminated by SEC on 04/03/2009

Contact Information

Established

New York since 04/01/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
DIMENSION HOLDINGS, LLC100% SOLE OWNER—
VONGXAIBURANA, VEERACHAIMEMBER2793946
DAIUTO, RALPH ANTHONY JRMANAGING MEMBER2771292
GRAY, BENJAMINDIRECTOR OF COMPLIANCE1946982
LI, XIAOYANFINANCIAL & OPERATIONS PRINCIPAL4465893
POTTER, PHILIP GRZACMANAGING MEMBER1995878

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2005About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jun 2000

Series 7 — General Securities Representative Examination

Passed Jun 2000About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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