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BP

Bradley P. Pike

MMA SECURITIES
Conshohocken, PA 19428
Some features on this profile are disabled
CRD#: 4174652
BP

Professional summary

Bradley Pennington Pike is a registered financial advisor currently at MMA SECURITIES LLC located in Conshohocken, Pennsylvania and MMA ASSET MANAGEMENT LLC located in Conshohocken, Pennsylvania.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Bradley has worked at 11 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Pennington Pike's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 28, 2019 - Present

MMA SECURITIES LLC

Office #1: Eight Tower Bridge, Suite 1200, Conshohocken, PA 19428
RIA
BD
CRD#: 44254
Conshohocken, PA
Current

January 16, 2020 - Present

MMA ASSET MANAGEMENT LLC

Office #1: 161 Washington Street Suite 1200, Conshohocken, PA 19428
RIA
CRD#: 155426
CONSHOHOCKEN, PA
Past

October 28, 2016 - December 31, 2019

MMA ASSET MANAGEMENT LLC

RIA
CRD#: 155426
PLYMOUTH MEETING, PA
Past

August 2, 2016 - December 31, 2019

THE CENTURION GROUP, LLC

RIA
CRD#: 155430
PLYMOUTH MEETING, PA
Past

May 19, 2016 - December 11, 2017

APEXIUM FINANCIAL LP

RIA
CRD#: 283726
Philadelphia, PA
Past

March 7, 2016 - December 11, 2017

CITRIN COOPERMAN WEALTH MANAGEMENT, LP

RIA
CRD#: 146374
PHILADELPHIA, PA
Past

May 10, 2011 - December 6, 2012

VILLANOVA FINANCIAL SERVICES, INC.

RIA
CRD#: 144171
PAOLI, PA
Past

September 15, 2010 - August 18, 2011

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
PAOLI, PA
Past

May 1, 2004 - June 27, 2005

MAPLEWOOD INVESTMENTS, INC.

BD
CRD#: 103723
DALLAS, TX
Past

October 8, 2002 - May 5, 2004

TD WEALTH MANAGEMENT SERVICES INC.

RIA
CRD#: 6940
PHILADELPHIA, PA
Past

July 26, 2000 - May 5, 2004

TD WEALTH MANAGEMENT SERVICES INC.

BD
CRD#: 6940
PHILADELPHIA, PA
Past

May 18, 2000 - July 6, 2000

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

May 18, 2000 - July 6, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MMA ASSET MANAGEMENT LLC
CENTURION ASSET MANAGEMENT | MMA ASSET MANAGEMENT LLC | COMPASS FINANCIAL PARTNERS | CENTURION ASSET MANAGEMENT, LLC

CRD#: 155426 / SEC#: 801-71975

RIA
Registered Investment Advisory firm - (11/10/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(5/28/2019)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/24/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/14/2010
General Securities Representative Examination

Current Firm

MA
MMA ASSET MANAGEMENT LLC
CENTURION ASSET MANAGEMENT | MMA ASSET MANAGEMENT LLC | COMPASS FINANCIAL PARTNERS | CENTURION ASSET MANAGEMENT, LLC

CRD#: 155426 / SEC#: 801-71975

RIA
Registered Investment Advisory firm - (11/10/2010 Approved)
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Contact information

Main Address
161 Washington Street Suite 1200, Conshohocken, PA 19428
Mailing Address
1166 Avenue Of The Americas, New York, NY 10036
Phone number
(610) 684-3200
Established
Firm type
Fiscal year end
# of Employees
17

SEC notice filing (32 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MMA ASSET MANAGEMENT - INSTITUTIONAL FIRM BROCHURE 03.2025 (3/27/2025)
MMA ASSET MANAGEMENT - RETAIL FIRM BROCHURE 03.2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts555
AUM (Assets Under Management)$ 715,242,096

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MMA ASSET MANAGEMENT LLC

CRD#: 155426Conshohocken, PA 19428

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