Bradley P. Pike

MMA SECURITIES LLC

Conshohocken, PA 19428

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CRD#: 4174652

Professional summary

Bradley Pennington Pike is a registered financial advisor currently at MMA SECURITIES LLC located in Conshohocken, Pennsylvania and MMA ASSET MANAGEMENT LLC located in Conshohocken, Pennsylvania.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Bradley has worked at 11 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ONE OF FOUR MEMBERS OF FOWLER EQUITIES, LLC AND 22 SOUTH HADDON LLC; BOTH IN HADDONFIELD, NJ; BOTH COMMERCIAL RENTAL REAL ESTATE PURCHASED IN 2001. PIKE SPENDS AT MOST, ONE HOUR A MONTH MAINTIANING THESE PROPERTIES 2) MMA Asset Management LLC - up to 20% of time, Portfolio Manager 3) This individual is an employee of Marsh & McLennan Agency LLC ("MMA Agency", 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The individual conducts non-investment related business activities (up to approximately 80% of his time) for MMA Agency (e.g. support for its health & benefits services). These other business activities are not subject to broker-dealer or investment advisory licensing and registration requirements. All MMA Securities activities remain subject to the Firm's supervisory framework.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Pennington Pike's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 28, 2019 - Present

MMA SECURITIES LLC

Office #1: Eight Tower Bridge, Suite 1200, Conshohocken, PA 19428

RIA

CRD#: 44254

Conshohocken, PA

Current

January 16, 2020 - Present

MMA ASSET MANAGEMENT LLC

Office #1: 161 Washington Street Suite 1200, Conshohocken, PA 19428

RIA

CRD#: 155426

CONSHOHOCKEN, PA

Past

October 28, 2016 - December 31, 2019

MMA ASSET MANAGEMENT LLC

RIA

CRD#: 155426

PLYMOUTH MEETING, PA

Past

August 2, 2016 - December 31, 2019

THE CENTURION GROUP, LLC

RIA

CRD#: 155430

PLYMOUTH MEETING, PA

Past

May 19, 2016 - December 11, 2017

APEXIUM FINANCIAL LP

RIA

CRD#: 283726

Philadelphia, PA

Past

March 7, 2016 - December 11, 2017

CITRIN COOPERMAN WEALTH MANAGEMENT, LP

RIA

CRD#: 146374

PHILADELPHIA, PA

Past

May 10, 2011 - December 6, 2012

VILLANOVA FINANCIAL SERVICES, INC.

RIA

CRD#: 144171

PAOLI, PA

Past

September 15, 2010 - August 18, 2011

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

PAOLI, PA

Past

May 1, 2004 - June 27, 2005

MAPLEWOOD INVESTMENTS, INC.

CRD#: 103723

DALLAS, TX

Past

October 8, 2002 - May 5, 2004

TD WEALTH MANAGEMENT SERVICES INC.

RIA

CRD#: 6940

PHILADELPHIA, PA

Past

July 26, 2000 - May 5, 2004

TD WEALTH MANAGEMENT SERVICES INC.

CRD#: 6940

PHILADELPHIA, PA

Past

May 18, 2000 - July 6, 2000

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

May 18, 2000 - July 6, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MMA ASSET MANAGEMENT LLC

CENTURION ASSET MANAGEMENT | MMA ASSET MANAGEMENT LLC | COMPASS FINANCIAL PARTNERS | CENTURION ASSET MANAGEMENT, LLC

CRD#: 155426 / SEC#: 801-71975

RIA

Registered Investment Advisory firm - (11/10/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(5/28/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/24/2010

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/14/2010

General Securities Representative Examination

Current Firm

MMA ASSET MANAGEMENT LLC

CENTURION ASSET MANAGEMENT | MMA ASSET MANAGEMENT LLC | COMPASS FINANCIAL PARTNERS | CENTURION ASSET MANAGEMENT, LLC

CRD#: 155426 / SEC#: 801-71975

RIA

Registered Investment Advisory firm - (11/10/2010 Approved)

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Contact information

Main Address

161 Washington Street Suite 1200, Conshohocken, PA 19428

Mailing Address

1166 Avenue Of The Americas, New York, NY 10036

Phone number

(610) 684-3200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MMA ASSET MANAGEMENT - INSTITUTIONAL FIRM BROCHURE 03.2025 (3/27/2025)

MMA ASSET MANAGEMENT - RETAIL FIRM BROCHURE 03.2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	555
AUM (Assets Under Management)	$ 715,242,096

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bradley P. Pike

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Pennington Pike's CRS (Customer Relationship Summary).

Certified licenses

Experience

MMA ASSET MANAGEMENT LLC

MMA ASSET MANAGEMENT LLC

THE CENTURION GROUP, LLC

APEXIUM FINANCIAL LP

CITRIN COOPERMAN WEALTH MANAGEMENT, LP

VILLANOVA FINANCIAL SERVICES, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

MAPLEWOOD INVESTMENTS, INC.

TD WEALTH MANAGEMENT SERVICES INC.

TD WEALTH MANAGEMENT SERVICES INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

MMA ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/24/2010

Series 7

Date: 9/14/2010

Current Firm

MMA ASSET MANAGEMENT LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MMA ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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