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RC

Randolph R. Conone

CRAFT CAPITAL MANAGEMENT LLC
Garden City, NY 11530
Some features on this profile are disabled
CRD#: 4169182
RC

Professional summary


Randolph R. Conone, who also goes by Randolph R. Conone Mr., Randolph R. Conone, is a registered financial professional currently at CRAFT CAPITAL MANAGEMENT LLC located in Garden City, New York.

Randolph is registered as a RR (Registered Representative) and started their career in finance in 2000. Randolph has worked at 8 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 79, Series 3, Series 7 and Series 30 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Randolph R. Conone Mr. | Randolph R. Conone

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Randolph R. Conone's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 24, 2024 - Present

CRAFT CAPITAL MANAGEMENT LLC

Office #1: 377 Oak Street Lower Concourse Ste C2, Garden City, NY 11530
BD
CRD#: 171350
Garden City, NY
Past

May 29, 2018 - July 7, 2022

OBERON SECURITIES, LLC

BD
CRD#: 132598
NEW YORK, NY
Past

September 9, 2016 - June 27, 2017

HUDSON CAPITAL ADVISORS BD LLC

BD
CRD#: 132424
SANTA MONICA, CA
Past

September 12, 2014 - April 23, 2015

COINBASE SECURITIES, INC.

BD
CRD#: 151143
Las Vegas, NV
Past

July 13, 2012 - January 16, 2013

ROTH CAPITAL PARTNERS, LLC

RIA
CRD#: 15407
NEWPORT BEACH, CA
Past

July 13, 2012 - January 16, 2013

ROTH CAPITAL PARTNERS, LLC

BD
CRD#: 15407
NEWPORT BEACH, CA
Past

May 3, 2012 - July 9, 2012

FINANCE 500, INC.

BD
CRD#: 12981
IRVINE, CA
Past

October 19, 2004 - December 7, 2009

OPPORTUNITY RESEARCH GROUP, LLC

RIA
CRD#: 132402
GREENWICH, CT
Past

June 1, 2000 - November 2, 2001

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/25/2024)
RR
Nevada
(7/8/2024)
RR
New York
(7/8/2024)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 5/15/2012
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 10/15/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/27/2024
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 30
Date: 4/10/2013
NFA Branch Manager Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


CC
CRAFT CAPITAL MANAGEMENT LLC
CRAFT CAPITAL MANAGEMENT LLC

CRD#: 171350 / SEC#: , 8-69455

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information


Main Address
377 Oak Street Lower Concourse Ste C2, Garden City, NY 11530
Mailing Address
377 Oak Street Lower Concourse Ste C2, Garden City, NY 11530
Phone number
(516) 833-1325
Established
New York since 10/15/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
CRAFT ASSET HOLDINGS LLCMANAGING MEMBER
FURST, RONALD ALLANCCO/ROP1007934
KIRONT, BARRY MICHAELCEO2281871
KIRONT, STEPHEN MARKEVP/COO2009609
RYAN, KIMBERLY ANNFINOP4316310

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CRAFT CAPITAL MANAGEMENT LLC

CRD#: 171350Garden City, NY 11530

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