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RJ

Richard F. Jack

MEADOWBROOK WEALTH MANAGEMENT
GARDEN CITY, NY 11530
Some features on this profile are disabled
CRD#: 4166546
RJ

Professional summary

Richard Francis Jack is a registered financial advisor currently at MEADOWBROOK WEALTH MANAGEMENT, LLC located in Garden City, New York.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Richard has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 16, Series 86, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Francis Jack's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 2, 2021 - Present

MEADOWBROOK WEALTH MANAGEMENT, LLC

Office #1: 1042 Franklin Avenue Suite 110, Garden City, NY 11530
RIA
CRD#: 110508
GARDEN CITY, NY
Past

September 26, 2014 - March 26, 2015

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
GARDEN CITY, NY
Past

May 5, 2006 - March 26, 2015

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
GARDEN CITY, NY
Past

May 3, 2000 - February 9, 2006

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MEADOWBROOK WEALTH MANAGEMENT, LLC
GMG ASSET MANAGEMENT, INC. | MEADOWBROOK WEALTH MANAGEMENT, LLC

CRD#: 110508 / SEC#: 801-110418

RIA
Registered Investment Advisory firm - (5/2/2017 Approved)
New York
Registered Investment Advisory firm - (7/6/2017 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(4/2/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/29/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/4/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 3/26/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 16
Date: 7/20/2005
NYSE Supervisory Analyst Examination
General Industry/Product Exam
RR
Series 86
Date: 1/21/2005
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 87
Date: 12/3/2004
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 5/2/2000
General Securities Representative Examination

Current Firm

MW
MEADOWBROOK WEALTH MANAGEMENT, LLC
GMG ASSET MANAGEMENT, INC. | MEADOWBROOK WEALTH MANAGEMENT, LLC

CRD#: 110508 / SEC#: 801-110418

RIA
Registered Investment Advisory firm - (5/2/2017 Approved)
New York
Registered Investment Advisory firm - (7/6/2017 Terminated)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1042 Franklin Avenue Suite 110, Garden City, NY 11530
Mailing Address
Phone number
(888) 888-5250
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/12/2026)

Regulatory assets under management

Total Number of Accounts260
AUM (Assets Under Management)$ 110,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MEADOWBROOK WEALTH MANAGEMENT, LLC

CRD#: 110508Garden City, NY 11530

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