Alfred V. Mayes
Professional summary
Alfred Vernon Mayes JR, who also goes by Al Mayes, Alfred Vernon Mayes Jr, Alfred Vernon Mayes, Alfred Vernon Mayes Jr, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Fort Worth, Texas and FIRST COMMAND BROKERAGE SERVICES, INC. located in Fort Worth, Texas.
Alfred is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Alfred has worked at 7 firms and has passed the Series 65, Series 63, Series 66, Series 52TO, SIE, Series 7, Series 6, Series 53, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alfred Vernon Mayes JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2025 - Present
FIRST COMMAND ADVISORY SERVICES
Office #1: 1 Firstcomm Plaza, Fort Worth, TX 76109April 1, 2025 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 1 Firstcomm Plaza, Fort Worth, TX 76109October 4, 2024 - March 14, 2025
LPL ENTERPRISE, LLC
October 4, 2024 - March 14, 2025
LPL ENTERPRISE, LLC
January 21, 2015 - October 2, 2024
VALIC FINANCIAL ADVISORS, INC.
March 26, 2013 - October 2, 2024
VALIC FINANCIAL ADVISORS, INC.
February 2, 2006 - November 1, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 5, 2006 - November 1, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 5, 2003 - May 29, 2003
CITICORP INVESTMENT SERVICES
May 25, 2001 - December 20, 2002
J.P. MORGAN SECURITIES INC.
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/1/2025)
(4/1/2025)
Exams
Series 52TO
Date: 4/13/2024
Municipal Securities Representative ExaminationFINRA
Current Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
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