Michael C. Napolitano
Professional summary
Michael Christopher Napolitano, who also goes by Michael Christopher Napoliano, is a registered financial professional currently at ARETE WEALTH MANAGEMENT, LLC located in Melville, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2000. Michael has worked at 7 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Christopher Napolitano's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 6, 2023 - Present
ARETE WEALTH MANAGEMENT, LLC
Office #1: 425 Broadhollow Rd. Suite 325, Melville, NY 11747January 8, 2009 - March 31, 2023
AMERICAN CAPITAL PARTNERS, LLC
September 5, 2006 - January 16, 2009
OPPENHEIMER & CO. INC.
March 17, 2006 - September 7, 2006
WHITAKER SECURITIES LLC
August 16, 2004 - June 5, 2006
GRANITE ASSOCIATES, INC
November 20, 2002 - August 31, 2004
LADENBURG THALMANN & CO. INC.
April 20, 2000 - November 20, 2002
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/3/2023)
(2/6/2023)
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(3/22/2023)
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(3/15/2023)
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(2/7/2023)
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(2/10/2023)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ARETE WEALTH MANAGEMENT, LLC
CRD#: 44856 / SEC#: , 8-50854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARETE WEALTH INC | DIRECT OWNER | |
| BULLA, CHRISTIAN ALEXANDER | MUNICIPAL SECURITIES PRINCIPAL | 7067640 |
| CUCHARALE, CATHERINE | CHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER | 3054881 |
| HOCK, DAVID CARL | CHIEF FINANCIAL OFFICER / FINANCIAL & OPERATIONS PRINCIPAL (FINOP) | 2246268 |
| LEVINE, DAVID CHARLES | CHIEF EXECUTIVE OFFICER | |
| RAYNER, MICAH HARDING | REGISTERED OPTIONS PRINCIPAL | 6252596 |
| TROUSDALE, LAUREN NICOLE | FINANCIAL OPERATIONS PRINCIPAL | 5622407 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
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