Kara Malcom
Professional Summary
Kara Malcom, who also goes by Kara Lynn Halle, Kara Lynne Howard, Kara Lynn Howard, Kara Howard, Kara Lynn Malcom, was a registered financial advisor. Kara was a previously registered financial professional and started their career in finance 2000 - 2026. Kara had worked at 10 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 31, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kara Lynn Halle, Kara Lynne Howard, Kara Lynn Howard, Kara Howard, Kara Lynn Malcom
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
EXCHANGERIGHT SECURITIES, LLC
Contact Information
Main Address
1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106Mailing Address
1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106Phone Number
(626) 564-1031Established
California since 01/06/2016Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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