Henry G. Higdon
Professional summary
Henry Grover Higdon III, who also goes by Henry G. Higdon, is a registered financial professional currently at TOURMALINE PARTNERS, LLC located in Stamford, Connecticut.
Henry is registered as a RR (Registered Representative) and started their career in finance in 2000. Henry has worked at 4 firms and has passed the Series 63, Series 3, Series 79TO, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Henry Grover Higdon III's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 15, 2010 - Present
TOURMALINE PARTNERS, LLC
Office #1: 680 Washington Blvd. 10th Floor, Stamford, CT 06901February 17, 2009 - January 28, 2011
SMITH CAPITAL MARKETS, LLC.
November 7, 2001 - February 17, 2009
WILLIAMS TRADING LLC
April 7, 2000 - October 26, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/2/2018)
(11/6/2023)
(1/12/2011)
(1/3/2019)
(1/28/2011)
(12/5/2023)
(1/10/2011)
(3/26/2025)
(11/8/2021)
(8/10/2020)
(1/10/2011)
(1/10/2011)
(1/3/2019)
(11/2/2023)
(5/13/2011)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 5/24/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
TOURMALINE PARTNERS, LLC
CRD#: 154492 / SEC#: , 8-68644
Contact information
FINRA licenses (34 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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