Lance S. Hemmer
Professional summary
Lance Sherril Hemmer, who also goes by Lance Sherrill Hemmer, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Jacksonville, Florida and CETERA WEALTH SERVICES, LLC located in Jacksonville, Florida.
Lance is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Lance has worked at 5 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lance Sherril Hemmer's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 16, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 12276 San Jose Blvd, Ste 303, Jacksonville, FL 32223November 8, 2016 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 12276 San Jose Blvd Ste 303, Jacksonville, FL 32223January 27, 2017 - June 29, 2023
CETERA WEALTH SERVICES, LLC
February 15, 2007 - November 9, 2016
COORDINATED CAPITAL SECURITIES, INC.
March 29, 2000 - December 17, 2001
AMERICAN UNITED LIFE INSURANCE COMPANY
March 29, 2000 - February 22, 2007
ONEAMERICA SECURITIES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/8/2016)
(6/16/2023)
(4/6/2018)
(4/4/2025)
(9/8/2020)
(12/3/2024)
(7/29/2022)
(12/21/2017)
(2/28/2019)
(6/29/2023)
(2/20/2025)
(12/5/2016)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Jacksonville, FL 32223TRUST BUT VERIFY
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