Mark F. Grise

NATIONWIDE INVESTMENT ADVISORS

COLUMBUS, OH 43215

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CRD#: 4145738

Professional summary

Mark F Grise, who also goes by Mark F. Grise, is a registered financial advisor currently at NATIONWIDE INVESTMENT ADVISORS, LLC located in Columbus, Ohio and NATIONWIDE INVESTMENT SERVICES CORPORATION located in Columbus, Ohio.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Mark has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark F. Grise

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

--Position: Board Member Company/Employer: Central Ohio Mountain Bike Organization Location: Westerville, OH Start Date: 12/20/2021 Hours Devoted Monthly: 2 Hours During Trading Hours: 0 Investment Related: No

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark F Grise's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 28, 2016 - Present

NATIONWIDE INVESTMENT ADVISORS, LLC

Office #1: One Nationwide Plaza 03-07-202, Columbus, OH 43215

RIA

CRD#: 142373

COLUMBUS, OH

Current

September 28, 2016 - Present

NATIONWIDE INVESTMENT SERVICES CORPORATION

Office #1: One Nationwide Plaza, Columbus, OH 43215

CRD#: 7110

Columbus, OH

Past

December 14, 2010 - September 30, 2016

NATIONWIDE SECURITIES, LLC

RIA

CRD#: 11173

COLUMBUS, OH

Past

September 29, 2008 - September 30, 2016

NATIONWIDE SECURITIES, LLC

CRD#: 11173

COLUMBUS, OH

Past

April 18, 2007 - July 31, 2008

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

DUBLIN, OH

Past

April 12, 2007 - July 31, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

DUBLIN, OH

Past

March 16, 2006 - April 11, 2007

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

HEATH, OH

Past

March 15, 2006 - April 11, 2007

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

HEATH, OH

Past

October 5, 2005 - March 13, 2006

J.P. MORGAN INVESTMENT MANAGEMENT INC.

RIA

CRD#: 107038

NEW YORK, NY

Past

October 8, 2004 - March 13, 2006

JPMORGAN DISTRIBUTION SERVICES, INC.

CRD#: 104234

COLUMBUS, OH

Past

March 13, 2000 - September 22, 2004

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NATIONWIDE INVESTMENT ADVISORS, LLC

CRD#: 142373 / SEC#: 801-52664

RIA

Registered Investment Advisory firm - (8/30/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/30/2017)

Alaska
(7/5/2017)

Arizona
(7/5/2017)

Arkansas
(7/5/2017)

California
(6/29/2017)

Colorado
(7/10/2017)

Connecticut
(6/30/2017)

Delaware
(7/17/2017)

District of Columbia
(6/30/2017)

Florida
(6/30/2017)

Georgia
(7/10/2017)

Hawaii
(8/2/2017)

Idaho
(6/30/2017)

Illinois
(6/30/2017)

Indiana
(9/28/2016)

Iowa
(7/3/2017)

Kansas
(7/5/2017)

Kentucky
(7/3/2017)

Louisiana
(7/5/2017)

Maine
(6/30/2017)

Maryland
(6/30/2017)

Massachusetts
(7/7/2017)

Michigan
(7/3/2017)

Minnesota
(7/4/2017)

Mississippi
(7/5/2017)

Missouri
(7/17/2017)

Montana
(6/30/2017)

Nebraska
(6/30/2017)

Nevada
(7/6/2017)

New Hampshire
(7/26/2017)

New Jersey
(6/30/2017)

New Mexico
(7/7/2017)

New York
(7/10/2017)

North Carolina
(7/3/2017)

North Dakota
(7/4/2017)

IAR

Ohio
(9/28/2016)

Ohio
(6/30/2017)

Oklahoma
(7/7/2017)

Oregon
(7/26/2017)

Pennsylvania
(6/30/2017)

Rhode Island
(7/6/2017)

South Carolina
(7/11/2017)

South Dakota
(7/11/2017)

Tennessee
(7/3/2017)

Texas
(7/6/2017)

Utah
(6/30/2017)

Vermont
(7/3/2017)

Virginia
(6/29/2017)

Washington
(7/6/2017)

West Virginia
(7/19/2017)

Wisconsin
(7/5/2017)

Wyoming
(6/30/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/30/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/4/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/14/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/10/2000

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/11/2013

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

NATIONWIDE INVESTMENT ADVISORS, LLC

CRD#: 142373 / SEC#: 801-52664

RIA

Registered Investment Advisory firm - (8/30/1996 Approved)

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Contact information

Main Address

One Nationwide Plaza 03-07-202, Columbus, OH 43215

Mailing Address

Phone number

(614) 435-8371

Established

Firm type

Fiscal year end

# of Employees

417

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NIA FORM ADV PART 2A BROCHURE (7/8/2025)

Regulatory assets under management

Total Number of Accounts	270,365
AUM (Assets Under Management)	$ 15,686,000,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/25/2024	Cover Page	Report
01/26/2024	Cover Page	Report
10/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark F. Grise

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark F Grise's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIONWIDE INVESTMENT SERVICES CORPORATION

NATIONWIDE SECURITIES, LLC

NATIONWIDE SECURITIES, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

J.P. MORGAN INVESTMENT MANAGEMENT INC.

JPMORGAN DISTRIBUTION SERVICES, INC.

NATIONWIDE INVESTMENT SERVICES CORPORATION

Primary Firm SEC Registration

NATIONWIDE INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/30/2005

Series 63

Date: 8/4/2000

SIE

Date: 10/1/2018

Series 7

Date: 1/14/2005

Series 6

Date: 3/10/2000

Series 24

Date: 2/11/2013

FINRA

Current Firm

NATIONWIDE INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NATIONWIDE INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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