RL
Reuben Lewis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Atlanta, GA 30354
Some features on this profile are disabled
CRD#: 4145362
RL
Professional summary
Reuben Lewis IV, who also goes by Reuben Lewis, Reuben Lewis IV, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Atlanta, Georgia and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Atlanta, Georgia.
Reuben is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Reuben has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Reuben Lewis | Reuben Lewis Iv
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.KING-TISDELL FOUNDATION, 502 E HARRIS ST, SAVANNAH, GA, 8/2017 AS BOARD MEMBER. NIR - 3/MO - 0/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3. NATIONAL FINANCIAL GROUP,100 Hartsfield Centre Parkway, Suite 475, Atlanta GA 30354, 01/2019. PRESIDENT, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL-25/MO-2/TRADING. 4.NATIONAL FINANCIAL PLANNING GROUP, 100 Hartsfield Centre Parkway, Suite 475, Atlanta GA 30354, 9/2019 AS PRESIDENT PROVIDING ACCOUNTING AND BOOKKEEPING SERVICES. NIR - 8 HR/MO - 0/TRADING. 5. RL FINANCIAL GROUP, INC, 100 HARTSFIELD CENTRE PARKWAY, STE 475, ATLANTA, GA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 12/28/04, NIR, PRESIDENT,25/MO- 2/TRADING 6. NATIONAL INSURANCE GROUP LLC, 100 Hartsfield Centre Pkwy, Suite 500, Atlanta GA 30354, United States, 10/01/2024, President, Insurance/Benefits/Human Resources, NIR, 25 HR/MO - 8HR/TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Reuben Lewis IV's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 8, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 100 Hartsfield Centre Parkway Suite 500, Atlanta, GA 30354RIA
CRD#: 134139
Atlanta, GA
Current
May 7, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 100 Hartsfield Centre Parkway Suite 500, Atlanta, GA 30354BD
CRD#: 39543
Atlanta, GA
Past
December 13, 2017 - June 4, 2018
INVESTACORP ADVISORY SERVICES INC
RIA
CRD#: 109011
Marietta, GA
Past
December 11, 2017 - June 4, 2018
INVESTACORP, INC.
BD
CRD#: 7684
MARIETTA, GA
Past
October 25, 2017 - December 13, 2017
QUEST CAPITAL STRATEGIES, INC.
RIA
CRD#: 16783
FAYETTEVILLE, GA
Past
October 25, 2017 - December 13, 2017
QUEST CAPITAL STRATEGIES, INC.
BD
CRD#: 16783
LAGUNA HILLS, CA
Past
March 25, 2017 - October 5, 2017
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
ATLANTA, GA
Past
March 25, 2017 - October 5, 2017
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
ATLANTA, GA
Past
April 27, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
ATLANTA, GA
Past
December 19, 2014 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
ATLANTA, GA
Past
January 10, 2013 - January 7, 2015
NYLIFE SECURITIES LLC
BD
CRD#: 5167
DECATUR, GA
Past
May 28, 2003 - November 18, 2011
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
DECATUR, GA
Past
July 25, 2000 - May 2, 2003
NATIONWIDE INVESTMENT SERVICES CORPORATION
BD
CRD#: 7110
COLUMBUS, OH
Past
June 20, 2000 - July 20, 2000
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/4/2023)
RR
Arizona(8/17/2018)
RR
California(5/7/2018)
RR
District of Columbia(8/21/2018)
RR
Florida(12/18/2018)
RR
Georgia(5/8/2018)
IAR
Georgia(5/8/2018)
RR
Nevada(5/7/2018)
RR
New York(10/3/2020)
RR
North Carolina(9/7/2018)
RR
South Carolina(8/14/2018)
RR
Tennessee(1/28/2021)
RR
Texas(11/13/2019)
IAR
Texas(11/14/2019)
RR
Virginia(1/3/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
