Kurt C. Gerhardt
CETERA INVESTMENT ADVISERS LLC
JACKSONVILLE, FL 32223
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CRD#: 4145102
Professional summary
Kurt Charles Gerhardt, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Jacksonville, Florida and CETERA WEALTH SERVICES, LLC located in Jacksonville, Florida.
Kurt is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Kurt has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 08/2014 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE (2) NAME OF OTHER BUSINESS: SKATE STATION FUNWORKS; INVESTMENT RELATED: NO; ADDRESS: 3641 KORI ROAD, JACKSONVILLE, FL 32257; NATURE OF BUSINESS: YOUTH ROLLER HOCKEY; START DATE: 05/2018; POSITION/TITLE/RELATIONSHIP: YOUTH ROLLER HOCKEY COACH; APX NUMBER OF HOURS PER WEEK: 6; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: COACH YOUTH ROLLER HOCKEY, RUN PRACTICE, REFEREE YOUTH GAMES AND DELIVER PAYMENTS AS NEEDED; (3) NAME OF OTHER BUSINESS: INTEGRATED FINANCIAL STRATEGIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 01/2019; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REP / REGISTERED REP; APX NUMBER OF HOURS PER WEEK: 40+; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Kurt Charles Gerhardt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
May 18, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 12276 San Jose Blvd, Ste 303, Jacksonville, FL 32223RIA
CRD#: 105644
JACKSONVILLE, FL
Current
August 18, 2014 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 12276 San Jose Blvd Ste 303, Jacksonville, FL 32223BD
CRD#: 13572
Jacksonville, FL
Past
August 19, 2014 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
JACKSONVILLE, FL
Past
January 6, 2012 - March 21, 2019
BCI WEALTH & ASSET MANAGEMENT
RIA
CRD#: 131908
JACKSONVILLE, FL
Past
December 15, 2011 - August 20, 2014
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
JACKSONVILLE, FL
Past
December 9, 2011 - August 20, 2014
FSC SECURITIES CORPORATION
BD
CRD#: 7461
JACKSONVILLE, FL
Past
March 6, 2008 - December 13, 2011
TLG ADVISORS, INC.
RIA
CRD#: 111052
JACKSONVILLE, FL
Past
July 25, 2006 - July 30, 2008
FINANCIAL RESOURCE ALLIANCE
RIA
CRD#: 122305
JACKSONVILLE, FL
Past
January 18, 2006 - December 13, 2011
THE LEADERS GROUP, INC.
BD
CRD#: 37157
JACKSONVILLE, FL
Past
January 23, 2003 - January 31, 2006
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Past
April 3, 2000 - January 22, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
JACKSONVILLE, FL
Past
March 31, 2000 - January 22, 2003
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
March 31, 2000 - January 22, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(5/1/2025)
RR
Florida(8/18/2014)
IAR
Florida(5/18/2023)
RR
Georgia(8/18/2014)
RR
New Jersey(8/8/2022)
RR
North Carolina(8/18/2014)
RR
Texas(10/12/2017)
IAR
Texas(6/29/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Jacksonville, FL 32223TRUST BUT VERIFY
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