Christopher Heath
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Heath, who also goes by Christopher Duncan Heath, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2005. Christopher had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2012 - October 11, 2013
ENERGY HUNTER SECURITIES, INC.
April 22, 2008 - August 26, 2010
GLOBAL HUNTER SECURITIES, LLC
May 31, 2007 - April 16, 2008
JEFFERIES LLC
May 18, 2006 - December 31, 2006
ENTORO SECURITIES, LLC
November 17, 2005 - April 20, 2006
WELLS FARGO SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ENERGY HUNTER SECURITIES, INC.
CRD#: 131510 / SEC#: , 8-66476
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
