MZ
Mohammed Zubairu
CITIZENS SECURITIES
Southampton, PA 18966
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CRD#: 4144384
MZ
Professional summary
Mohammed Zubairu is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Southampton, Pennsylvania.
Mohammed is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Mohammed has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
US NAVY RESERVE; INVESTMENT RELATED: NO; LOCATION: 1 San Diego Loop, Andrews AFB, 20746 USA; POSITION: SERVICE MEMBER; START DATE: 01/01/2014; DUTIES: AIRCRAFT MAINTENANCE; 16HR/MTH OUTSIDE TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Mohammed Zubairu's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mohammed Zubairu's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 10, 2022 - Present
CITIZENS SECURITIES, INC.
Office #1: 464 Second Street Pike Mailstop: 19b-0251, Southampton, PA 18966Office #2: 3905 Welsh Road, Willow Grove, PA 19090RIA
BD
CRD#: 39550
Southampton, PA
Current
November 10, 2022 - Present
CITIZENS SECURITIES, INC.
Office #1: 464 Second Street Pike Mailstop: 19b-0251, Southampton, PA 18966Office #2: 3905 Welsh Road, Willow Grove, PA 19090RIA
BD
CRD#: 39550
Southampton, PA
Past
October 29, 2020 - November 1, 2022
HOOPOE CAPITAL MARKETS, LLC
BD
CRD#: 294271
Elkins Park, PA
Past
September 28, 2020 - November 1, 2022
HOOPOE ADVISORS
RIA
CRD#: 282573
BOSTON, MA
Past
April 7, 2017 - August 28, 2020
SANTANDER SECURITIES LLC
RIA
CRD#: 41791
WYNDMOOR, PA
Past
April 7, 2017 - August 28, 2020
SANTANDER SECURITIES LLC
BD
CRD#: 41791
WYNDMOOR, PA
Past
January 4, 2017 - March 27, 2017
NAVY FEDERAL INVESTMENT SERVICES, LLC
RIA
CRD#: 138459
CHERRY HILL, NJ
Past
April 4, 2012 - March 27, 2017
NAVY FEDERAL INVESTMENT SERVICES, LLC
BD
CRD#: 138459
CHERRY HILL, NJ
Past
March 26, 2012 - January 4, 2017
NAVY FEDERAL ASSET MANAGEMENT, LLC
RIA
CRD#: 144244
Jenkintown, PA
Past
February 5, 2008 - June 28, 2011
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
ELKINS PARK, PA
Past
December 21, 2007 - June 28, 2011
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
ELKINS PARK, PA
Past
October 20, 2004 - October 25, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
BLUE BELL, PA
Past
October 20, 2004 - October 25, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
BLUE BELL, PA
Past
June 16, 2003 - October 20, 2004
QUICK & REILLY, INC.
RIA
CRD#: 11217
HADDONFIELD, NJ
Past
February 27, 2003 - October 20, 2004
QUICK & REILLY, INC.
BD
CRD#: 11217
NEW YORK, NY
Past
May 8, 2002 - August 15, 2002
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
JOHNSTON, RI
Past
March 1, 2000 - May 8, 2002
DREYFUS INVESTMENT SERVICES COMPANY, LLC
BD
CRD#: 17477
PITTSBURGH, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(2/8/2024)
IAR
Florida(2/9/2024)
RR
New Jersey(11/10/2022)
IAR
New Jersey(11/15/2022)
RR
Pennsylvania(11/10/2022)
IAR
Pennsylvania(11/10/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Citizens Bank Way Jcb135, Johnston, RI 02043
Mailing Address
200 Station Drive Mws414, Westwood, MA 02090
Phone number
(781) 364-1641
Established
Rhode Island since 09/21/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
418
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
