Robert J. Conzo
THE WEALTH ALLIANCE | CEO
melville, NY 11747
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CRD#: 4136827
Professional summary
Robert Joseph Conzo, CFP® is a registered financial advisor currently at THE WEALTH ALLIANCE, LLC located in Melville, New York and PURSHE KAPLAN STERLING INVESTMENTS located in Melville, New York.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Robert has worked at 5 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Philanthropic services
Trust & estate planning
Financial planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Mr. Conzo is dually registered with the Wealth Alliance and Purshe Kaplan Sterling Investments Inc ("PKS"). He has worked as an investment advisor representative and CEO/Managing director since August 2019. Investment Related. 105 Broadhollow Road, Melville, NY 11747. Start 08/2019. 160hrs/mo, 130hrs/mo during trading hours. Responsibilities are to manage the daily operation of the business. Handles the management and investment strategies of the clients financial affairs. He spends approximately 10% of his time as working as a registered representative of PKS, from the same address. 2) Rental Properties. Investment Related. 206 & 210 E. Farmingdale Street, Islip Terrace, NY 11752. Rental Property, Owner. Start 06/2005. 1hr/mo, 0 during trading hours. Oversee the rental of property. 3)Northwell Health - Southside Community Board. Non-Investment Related. Bayshore, NY. Community Board - Community Awareness. Board Member. Start 1/2010. 1hr/mo, 0 during trading hours. Primarily to be an ambassador to the community the hospital serves. The hospital looks to the board to get the message out about the hospital, raise funds and community awareness. 4) Fixed Insurance. Not Investment Related. 105 Broadhollow Road, Melville, NY 11747w. Insurance. Agent. Start 02/2020. 5 hours per week not during trading. Insurance Sales. 5) GTX Enterprises 105 Broadhollow Road, Melville, NY 11747. Holds Property. Owner. Investment Related. Start 12/31/2021. 6 hours/month, 1 during trading. Management of Property. 6) Wealth Alliance Holdings LLC 105 Broadhollow Rd, Melville NY 11747. Investment related. Holding Company. Indirect Owner through RJC Financial LLC. I'm an indirect member of the LLC. I oversee the daily operations of the business as it pertains to activity being recorded for tax purposes. Start 6/1/2022 2 hours/0 during trading. 7) RJC Holdings LLC 105 Broadhollow Rd, Melville NY 11747. Investment Related Holding Company. I'm an indirect member of the LLC. I oversee the daily operations of the business as it pertains to activity being recorded for tax purposes. Start 6/1/2022 2 hours/0 during trading. 8) PKS Financial; 80 State St, Albany NY 12207; Fixed Insurance; Agent; Fixed Insurance Sales; 5 hours/0 Security Hours; start date 10/2019 9) Rental Property: Investment Related. 26 Captains Dr, Islip, NY 1175. Rental property owner. Start 06/2023. 2hr/m. 0 during trading hours. Collect rental income.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Joseph Conzo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 24, 2020 - Present
THE WEALTH ALLIANCE, LLC
Office #1: 105 Broadhollow Road, Melville, NY 11747RIA
CRD#: 305052
melville, NY
Current
August 30, 2019 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 105 Broadhollow Road, Melville, NY 11747BD
CRD#: 35747
Melville, NY
Past
June 1, 2009 - September 19, 2019
MORGAN STANLEY
BD
CRD#: 149777
MELVILLE, NY
Past
May 9, 2008 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
MELVILLE, NY
Past
April 20, 2000 - May 21, 2008
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
MELVILLE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
THE WEALTH ALLIANCE, LLC
LINKS WEALTH PARTNERS LLC | THE WEALTH ALLIANCE, LLC
CRD#: 305052 / SEC#: 801-117251
RIA
Registered Investment Advisory firm - (8/26/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(3/8/2023)
RR
Florida(8/30/2019)
RR
Illinois(12/14/2021)
RR
Maryland(3/13/2023)
RR
New Jersey(8/30/2019)
RR
New York(8/30/2019)
IAR
New York(7/29/2021)
RR
North Carolina(3/23/2023)
RR
South Carolina(10/26/2023)
IAR
Texas(6/24/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TW
THE WEALTH ALLIANCE, LLC
LINKS WEALTH PARTNERS LLC | THE WEALTH ALLIANCE, LLC
CRD#: 305052 / SEC#: 801-117251
RIA
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Contact information
Main Address
105 Broadhollow Road, Melville, NY 11747
Mailing Address
Phone number
(631) 670-0682
Established
Firm type
Fiscal year end
# of Employees
28
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,315 |
| AUM (Assets Under Management) | $ 1,908,079,716 |
Red Flags
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