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Jillian Nicole Delsignore

CIMA®
NASDAQ CAPITAL MARKETS ADVISORY
Chicago, IL
·CRD# 4129776·26 years experience

Professional Summary

Jillian Nicole Delsignore, CIMA® is a registered financial advisor currently at NASDAQ CAPITAL MARKETS ADVISORY LLC located in Chicago, Illinois. Jillian is registered as a RR (Registered Representative) and started their career in finance in 2000. Jillian has worked at 9 firms and has passed the Series 66, SIE, Series 3, Series 7, Series 6 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CIMA®
Certified Investment Management Analyst

Years of Experience

26 years in the financial services industry

Current & Past Employments

NASDAQ CAPITAL MARKETS ADVISORY LLC·CRD# 104295
BD
One North Wacker Drive Suite 1750, Chicago, IL 60606
October 9, 2023 - Present
ALPS DISTRIBUTORS, INC.·CRD# 16853
BD
Denver, CO
February 23, 2021 - September 26, 2023
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.·CRD# 102920
BD
Chicago, IL
September 24, 2015 - March 30, 2020
BLACKROCK INVESTMENTS, LLC·CRD# 38642
BD
Chicago, IL
January 3, 2012 - September 11, 2015
BLACKROCK FUND ADVISORS·CRD# 105247
RIA
Chicago, IL
April 7, 2009 - September 11, 2015
BLACKROCK FUND DISTRIBUTION COMPANY·CRD# 146183
BD
Chicago, IL
March 30, 2009 - December 31, 2011
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
June 28, 2005 - March 31, 2009
FEDERATED INVESTMENT COUNSELING·CRD# 105325
RIA
Pittsburgh, PA
June 18, 2004 - May 27, 2005
FEDERATED SECURITIES CORP.·CRD# 5009
BD
Pittsburgh, PA
September 6, 2000 - May 27, 2005

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Current Firm

NC
NASDAQ CAPITAL MARKETS ADVISORY LLC

ISLAND EXECUTION SERVICES, LLC | OUTBOUND SECURITIES, LLC | NASDAQ OPTIONS SERVICES, LLC | NASDAQ CAPITAL MARKETS ADVISORY LLC

CRD#: 104295 / SEC#: 8-52750
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

151 West 42nd Street, New York, NY 10036

Mailing Address

151 West 42nd Street, New York, NY 10036

Phone Number

(212) 401-8700

Established

Delaware since 02/08/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
NASDAQ CORPORATE SOLUTIONS, LLCSOLE MEMBER—
CRANE, LINDAPRINCIPAL FINANCIAL OFFICER/ PRINCIPAL OPERATIONS OFFICER4374198
DELSIGNORE, JILLIAN NICOLECO CHIEF EXECUTIVE OFFICER4129776
HINTON-MILLER, BRENDACHIEF COMPLIANCE OFFICER3208241
WASSERMAN, SEAN ELLIOTCO CHIEF EXECUTIVE OFFICER7303324

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(10/9/2023)
RR
Illinois
(9/13/2024)
RR
New York
(10/9/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2004About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Jun 2018About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed May 2004About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 2000About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Oct 2015About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jillian Nicole Delsignore's CRS (Customer Relationship Summary).

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