BK
Brian P. Kozak
NWF ADVISORY SERVICES
Columbus, NE 68601
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CRD#: 4127867
BK
Professional summary
Brian Paul Kozak is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Columbus, Nebraska and OSAIC WEALTH, INC. located in Columbus, Nebraska.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Brian has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1 REAL ESTATE POSITION: Owner NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/04/2003 ADDRESS: 2716 13th Street, Columbus NE 68601, United States DESCRIPTION: 25% OWNER- RENTAL MANAGEMENT (2 AFFLUENT WEALTH MANAGEMENT POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2008 Address: DESCRIPTION: 100% OWNER OF DBA AFFLUENT WEALTH MANAGEMENT FOR MARKETING PURPOSES. (3 AFFLUENT WEALTH MANAGEMENT POSITION: Owner NATURE: Affluent Wealth Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 160 START DATE: 03/20/2008 ADDRESS: 2716 13th Street, Columbus NE 68601, United States DESCRIPTION: This is my DBA name for my business. (4 FFLUENT WEALTH MANAGEMENT POSITION: Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 04/01/2000 ADDRESS: 2716 13th St, COLUMBUS NE 68601, United States DESCRIPTION: Meet with and analyze a client's need for life insurance. And selling life and health insurance policies as the need arises. (5 REAL ESTATE POSITION: Rental Properties NATURE: Partnership INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 1 START DATE: 12/20/2003 ADDRESS: 967 S. River Birch Lane, Columbus NE 68601, United States DESCRIPTION: Various Mgmt Activities, maintenance, oversight (6 NWF ADVISORY SERVICES, INC. POSITION: Registered Investment Advisor NATURE: Corporation, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/01/2025 ADDRESS: 2716 13th Street, Columbus NE 68601, United States DESCRIPTION: Wealth Management and Investment Services
CRS (Client Relationship Summary) - RIA
Click below to view Brian Paul Kozak's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 3, 2025 - Present
NWF ADVISORY SERVICES INC
Office #1: 2716 13th Street, Columbus, NE 68601RIA
CRD#: 110410
Columbus, NE
Current
October 16, 2023 - Present
OSAIC WEALTH, INC.
Office #1: 2716 13th Street, Columbus, NE 68601RIA
BD
CRD#: 23131
Columbus, NE
Past
October 16, 2023 - July 2, 2025
THE AMERIFLEX GROUP
RIA
CRD#: 305585
Columbus, NE
Past
July 16, 2013 - October 16, 2023
MAIN STREET ADVISORS, LLC
RIA
CRD#: 116303
COLUMBUS, NE
Past
July 3, 2013 - October 16, 2023
INDEPENDENT FINANCIAL GROUP, LLC
BD
CRD#: 7717
COLUMBUS, NE
Past
October 11, 2011 - July 8, 2013
CL WEALTH MANAGEMENT LLC
RIA
CRD#: 134922
SCHAUMBURG, IL
Past
October 3, 2011 - July 8, 2013
ALLIED BEACON PARTNERS, INC.
BD
CRD#: 46227
COLUMBUS, NE
Past
May 1, 2008 - September 30, 2011
WORKMAN SECURITIES CORPORATION
RIA
CRD#: 31898
COLUMBUS, NE
Past
March 17, 2008 - September 30, 2011
WORKMAN SECURITIES CORPORATION
BD
CRD#: 31898
COLUMBUS, NE
Past
April 9, 2002 - March 18, 2008
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
COLUMBUS, NE
Past
February 14, 2000 - March 18, 2008
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
COLUMBUS, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(10/16/2023)
RR
Nebraska(10/16/2023)
IAR
Nebraska(7/3/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064
Mailing Address
Phone number
(310) 475-5854
Established
Firm type
Fiscal year end
# of Employees
71
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,979 |
| AUM (Assets Under Management) | $ 3,824,876,751 |
Red Flags
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