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Moshe Bajnon

CCO CAPITAL

New York, NY

·CRD# 4124712·23 years experience

Professional Summary

Moshe Bajnon is a registered financial advisor currently at CCO CAPITAL, LLC located in New York, New York. Moshe is registered as a RR (Registered Representative) and started their career in finance in 2003. Moshe has worked at 7 firms and has passed the Series 63, Series 66, SIE, Series 3, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

CCO CAPITAL, LLC·CRD# 31147

BD

540 Madison Avenue 8th Floor, New York, NY 10022

March 24, 2026 - Present

NUVEEN SECURITIES, LLC·CRD# 469

BD

New York, NY

January 24, 2025 - November 26, 2025

ARES WEALTH MANAGEMENT SOLUTIONS, LLC·CRD# 119546

BD

New York, NY

July 12, 2022 - September 26, 2024

ARES MANAGEMENT CAPITAL MARKETS LLC·CRD# 166219

BD

New York, NY

June 2, 2016 - July 8, 2022

MORGAN STANLEY·CRD# 149777

RIA

Purchase, NY

June 1, 2009 - October 11, 2011

MORGAN STANLEY·CRD# 149777

BD

Purchase, NY

June 1, 2009 - October 11, 2011

MORGAN STANLEY & CO. LLC·CRD# 8209

RIA

Purchase, NY

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC·CRD# 8209

BD

Purchase, NY

April 2, 2007 - June 1, 2009

MORGAN STANLEY DW INC.·CRD# 7556

RIA

Purchase, NY

July 14, 2005 - April 2, 2007

MORGAN STANLEY DW INC.·CRD# 7556

BD

Purchase, NY

January 24, 2003 - April 2, 2007

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Current Firm

CC

CCO CAPITAL, LLC

CCO CAPITAL, LLC | COLE CAPITAL CORPORATION

CRD#: 31147 / SEC#: 8-45375

BD

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

2398 East Camelback Rd 4th Floor, Phoenix, AZ 85016

Mailing Address

2398 East Camelback Rd 4th Floor, Phoenix, AZ 85016

Phone Number

(602) 778-6312

Established

Delaware since 02/01/2018

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CCO CAPITAL HOLDINGS, LLC	OWNER	—
BAJNON, MOSHE	CO-PRESIDENT	4124712
BECERRIL, CRYSTAL L	FINOP	7037197
BECERRIL, CRYSTAL L	PRINCIPAL FINANCIAL OFFICER	7037197
BECERRIL, CRYSTAL L	PRINCIPAL OPERATIONS OFFICER	7037197
DEMBO, JORDAN	SECRETARY	7408267
FISHER, ROBERT JASON	CO-PRESIDENT	5083144
SOMERS, AARON GEORGE	DEPUTY CHIEF COMPLIANCE OFFICER	3145910
TERRY, JOSEPH DEAN	CHIEF COMPLIANCE OFFICER	4612910

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(3/24/2026)

RR

Alaska
(3/24/2026)

RR

Arizona
(3/24/2026)

RR

Arkansas
(3/24/2026)

RR

California
(3/24/2026)

RR

Colorado
(3/24/2026)

RR

Connecticut
(3/24/2026)

RR

Delaware
(3/24/2026)

RR

District of Columbia
(3/24/2026)

RR

Florida
(3/24/2026)

RR

Georgia
(3/24/2026)

RR

Hawaii
(3/24/2026)

RR

Idaho
(3/24/2026)

RR

Illinois
(3/24/2026)

RR

Indiana
(3/24/2026)

RR

Iowa
(3/24/2026)

RR

Kansas
(3/24/2026)

RR

Kentucky
(3/24/2026)

RR

Louisiana
(3/24/2026)

RR

Maine
(3/24/2026)

RR

Maryland
(3/24/2026)

RR

Massachusetts
(3/24/2026)

RR

Michigan
(3/24/2026)

RR

Minnesota
(3/24/2026)

RR

Mississippi
(3/24/2026)

RR

Missouri
(3/24/2026)

RR

Montana
(3/24/2026)

RR

Nebraska
(3/24/2026)

RR

Nevada
(3/24/2026)

RR

New Hampshire
(3/24/2026)

RR

New Jersey
(3/24/2026)

RR

New Mexico
(3/24/2026)

RR

New York
(3/24/2026)

RR

North Carolina
(3/24/2026)

RR

North Dakota
(3/24/2026)

RR

Ohio
(3/24/2026)

RR

Oklahoma
(3/24/2026)

RR

Oregon
(3/24/2026)

RR

Pennsylvania
(3/24/2026)

RR

Puerto Rico
(3/24/2026)

RR

Rhode Island
(3/24/2026)

RR

South Carolina
(3/24/2026)

RR

South Dakota
(3/24/2026)

RR

Tennessee
(3/24/2026)

RR

Texas
(3/24/2026)

RR

Utah
(3/24/2026)

RR

Vermont
(3/24/2026)

RR

Virgin Islands
(3/24/2026)

RR

Virginia
(3/24/2026)

RR

Washington
(3/24/2026)

RR

West Virginia
(3/24/2026)

RR

Wisconsin
(3/24/2026)

RR

Wyoming
(3/24/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2016About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Jun 2005About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Mar 2005About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jan 2003About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2023About the Series 24 exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Moshe Bajnon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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MB

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