AK
Alan E. Keltner
AVANTAX PLANNING PARTNERS
MANCHESTER, IA 52057
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CRD#: 4122363
AK
Professional summary
Alan Emerson Keltner, who also goes by Al Keltner, is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Manchester, Iowa.
Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Alan has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Al Keltner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) GOSLING & COMPANY, P.C. POSITION: CPA/TREASURER NATURE: PUBLIC ACCOUNTING INVESTMENT RELATED: NO NUMBER OF HOURS: 205 INVESTMENT RELATED HOURS: 2080 START DATE: 07/01/1986 ADDRESS: 217 NORTH FRANKLIN STREET, MANCHESTER IA 52057 DESCRIPTION: CPA SERVICES (2) GOSLING FINANCIAL SERVICES, LLC POSITION: INVESTMENT ADVISOR REPRESENTATIVE NATURE: INVESTMENT ADVISOR REPRESENTATIVE INVESTMENT RELATED: YES NUMBER OF HOURS: 4 INVESTMENT RELATED HOURS: 4 START DATE: 12/30/1999 ADDRESS: 217 NORTH FRANKLIN STREET, MANCHESTER IA 52057 DESCRIPTION: INVESTMENT ADVISOR REPRESENTATIVE (3) DBA Keltner Enterprises - I am the owner and I buy and sell antiques. I started this in January 2021 and it located at 152 Crescent Drive, Manchester, IA 52057. This is not investment related. I spend approximately 6-10 hour monthly during non-business hours and zero during non-business hours.
CRS (Client Relationship Summary) - RIA
Click below to view Alan Emerson Keltner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 30, 1999 - Present
AVANTAX PLANNING PARTNERS, INC.
Office #1: 217 North Franklin, Manchester, IA 52057RIA
CRD#: 106237
MANCHESTER, IA
Past
March 7, 2000 - December 19, 2017
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
MANCHESTER, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(12/30/1999)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3390 Asbury Road, Dubuque, IA 52002-2801
Mailing Address
Phone number
(563) 582-2855
Established
Firm type
Fiscal year end
# of Employees
254
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13,679 |
| AUM (Assets Under Management) | $ 6,933,162,284 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/20/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
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Company Information
AVANTAX PLANNING PARTNERS, INC.
CRD#: 106237Manchester, IA 52057TRUST BUT VERIFY
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