Alan E. Keltner
Professional summary
Alan Emerson Keltner, who also goes by Al Keltner, is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Manchester, Iowa.
Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Alan has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alan Emerson Keltner's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 30, 1999 - Present
AVANTAX PLANNING PARTNERS, INC.
Office #1: 217 North Franklin, Manchester, IA 52057March 7, 2000 - December 19, 2017
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
Primary Firm SEC Registration
AVANTAX PLANNING PARTNERS, INC.
CRD#: 106237 / SEC#: 801-50939
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/30/1999)
Exams
Current Firm
AVANTAX PLANNING PARTNERS, INC.
CRD#: 106237 / SEC#: 801-50939
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13,679 |
| AUM (Assets Under Management) | $ 6,933,162,284 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/20/2024 | ||
| 11/28/2023 |
Red Flags
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