CT
Charles M. Taylor
CAPITAL SYNERGY PARTNERS
Charlotte, NC 28211
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CRD#: 4119605
CT
Professional summary
Charles Michael Taylor is a registered financial advisor currently at CAPITAL SYNERGY PARTNERS located in Charlotte, North Carolina.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Charles has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TAYLOR WEALTH MANAGEMENT GROUP 338 S. SHARON AMITY RD. CHARLOTTE, NC 28211 FIXED INSURANCE, LIFE, HEALTH & LTC OWNER/PRESIDENT EFFECTIVE: 01/2012 160 HOURS PER MONTH/40 HOURS PER MONTH DURING MARKET HOURS
CRS (Client Relationship Summary) - RIA
Click below to view Charles Michael Taylor's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Charles Michael Taylor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2017 - Present
CAPITAL SYNERGY PARTNERS
Office #1: 338 S. Sharon Amity Rd., Charlotte, NC 28211RIA
BD
CRD#: 148733
Charlotte, NC
Current
January 3, 2017 - Present
CAPITAL SYNERGY PARTNERS
Office #1: 338 S. Sharon Amity Rd., Charlotte, NC 28211RIA
BD
CRD#: 148733
Charlotte, NC
Past
October 17, 2008 - December 12, 2016
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
CHARLOTTE, NC
Past
October 17, 2008 - December 12, 2016
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
CHARLOTTE, NC
Past
February 15, 2005 - October 7, 2008
SYNERGY INVESTMENT GROUP, LLC
RIA
CRD#: 46035
CHARLOTTE, NC
Past
January 21, 2005 - October 7, 2008
SYNERGY INVESTMENT GROUP, LLC
BD
CRD#: 46035
CHARLOTTE, NC
Past
December 3, 2002 - December 6, 2004
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
June 10, 2002 - October 29, 2002
AFS BROKERAGE, INC.
BD
CRD#: 25924
AUSTIN, TX
Past
April 7, 2000 - June 11, 2002
CONSECO SECURITIES, INC.
BD
CRD#: 29367
CARMEL, IN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/3/2017)
IAR
California(1/4/2017)
IAR
Georgia(10/2/2020)
RR
Michigan(5/17/2017)
IAR
Michigan(1/23/2018)
RR
North Carolina(1/3/2017)
IAR
North Carolina(1/3/2017)
IAR
South Carolina(1/10/2017)
RR
South Carolina(2/6/2018)
RR
Texas(1/6/2023)
IAR
Texas(9/27/2023)
RR
Virginia(12/9/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 9/28/2007
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CAPITAL SYNERGY PARTNERS
CAPITAL SYNERGY PARTNERS | CAPITAL SYNERGY PARTNERS, INC.
CRD#: 148733 / SEC#: 801-117828, 8-68060
RIA
Registered Investment Advisory firm - SEC (5/11/2020 Terminated)Arizona
Registered Investment Advisory firm - SEC (4/4/2013 Approved)Arkansas
Registered Investment Advisory firm - SEC (5/27/2011 Approved)California
Registered Investment Advisory firm - SEC (5/23/2011 Approved)Colorado
Registered Investment Advisory firm - SEC (11/5/2021 Terminated)Connecticut
Registered Investment Advisory firm - SEC (7/9/2018 Approved)District of Columbia
Registered Investment Advisory firm - SEC (5/5/2011 Approved)Florida
Registered Investment Advisory firm - SEC (10/10/2017 Approved)Georgia
Registered Investment Advisory firm - SEC (4/28/2011 Approved)Idaho
Registered Investment Advisory firm - SEC (6/24/2011 Approved)Indiana
Registered Investment Advisory firm - SEC (6/24/2013 Approved)Iowa
Registered Investment Advisory firm - SEC (5/26/2011 Approved)Louisiana
Registered Investment Advisory firm - SEC (1/10/2013 Approved)Massachusetts
Registered Investment Advisory firm - SEC (9/26/2011 Approved)Michigan
Registered Investment Advisory firm - SEC (1/18/2018 Approved)Minnesota
Registered Investment Advisory firm - SEC (3/10/2015 Approved)Missouri
Registered Investment Advisory firm - SEC (8/10/2018 Approved)Montana
Registered Investment Advisory firm - SEC (12/22/2010 Approved)Nebraska
Registered Investment Advisory firm - SEC (2/24/2012 Approved)Nevada
Registered Investment Advisory firm - SEC (6/28/2012 Approved)New Jersey
Registered Investment Advisory firm - SEC (3/29/2011 Approved)North Carolina
Registered Investment Advisory firm - SEC (10/12/2011 Approved)Ohio
Registered Investment Advisory firm - SEC (1/6/2012 Approved)Oklahoma
Registered Investment Advisory firm - SEC (3/9/2018 Approved)Oregon
Registered Investment Advisory firm - SEC (6/23/2015 Approved)Pennsylvania
Registered Investment Advisory firm - SEC (3/5/2012 Approved)South Carolina
Registered Investment Advisory firm - SEC (10/5/2011 Approved)Texas
Registered Investment Advisory firm - SEC (10/26/2016 Approved)Wisconsin
Registered Investment Advisory firm - SEC (8/1/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2860 Michelle Drive, Suite 150, Irvine, CA 92606
Mailing Address
2860 Michelle Drive, Suite 150, Irvine, CA 92606
Phone number
(949) 442-7413
Established
California since 01/14/1999
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees
21
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 386 |
| AUM (Assets Under Management) | $ 89,105,726 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
