AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
MW

Michael J. White

MEMPHIS CAPITAL
Memphis, TN 38119
Some features on this profile are disabled
CRD#: 4116886
MW

Professional summary

Michael Joseph White, who also goes by Mike White, is a registered financial professional currently at MEMPHIS CAPITAL located in Memphis, Tennessee.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2000. Michael has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mike White

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Joseph White's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 29, 2025 - Present

MEMPHIS CAPITAL

Office #1: 6410 Poplar Avenue Suite 500, Memphis, TN 38119
BD
CRD#: 8564
Memphis, TN
Past

July 31, 2023 - September 12, 2025

HILLTOP SECURITIES INC.

BD
CRD#: 6220
Memphis, TN
Past

January 7, 2016 - May 15, 2023

TRUIST SECURITIES, INC.

BD
CRD#: 6271
MEMPHIS, TN
Past

October 29, 2013 - December 18, 2015

AUSTIN ATLANTIC CAPITAL INC.

BD
CRD#: 43981
MEMPHIS, TN
Past

December 5, 2006 - October 28, 2013

FHN FINANCIAL SECURITIES CORP.

BD
CRD#: 46346
MEMPHIS, TN
Past

March 2, 2005 - November 30, 2006

TRUIST SECURITIES, INC.

BD
CRD#: 6271
MEMPHIS, TN
Past

February 21, 2000 - September 24, 2001

VINING-SPARKS IBG, LLC

BD
CRD#: 27502
MEMPHIS, TN
Past

February 21, 2000 - September 24, 2001

ICBA SECURITIES

BD
CRD#: 24088
MEMPHIS, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Tennessee
(10/7/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 3/21/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/1/2005
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MC
MEMPHIS CAPITAL
HANOVER SECURITIES | STONEWALL INVESTMENTS, INC. | STONEWALL INVESTMENTS TENNESSEE INC. | MEMPHIS CAPITAL | INVESTMENT SPECIALISTS COMPANY | INVESTMENT SPECIALISTS CO., INC.

CRD#: 8564 / SEC#: , 8-34927

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
6410 Poplar Avenue Suite 500, Memphis, TN 38119
Mailing Address
6410 Poplar Ave., Suite 320 Suite 320, Memphis, TN 38119
Phone number
(901) 261-5950
Established
Indiana since 10/08/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HANOVER SECURITIES, LLCOWNER
MARY WELLS QTIP TRUST / MARY LOUISE NAKAE (WELLS) TRUSTEEOWNER
GOODWIN, CASEY DOUGLASPRESIDENT/CEO6808410
HANOVER, JOHN DAVIDGENERAL COUNSEL6011724
NAKAE, MARY LOUISEOWNER/TRUSTEE1923430
PARATORE, JACK ANTHONYCCO356248
RODRIGUEZ, AARON NETZAHUALCOYOTLFINOP & CFO5421965

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MEMPHIS CAPITAL

CRD#: 8564Memphis, TN 38119

TRUST BUT VERIFY

Monitor Michael White

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stacey Stephenson Hyde
Stacey HydeAdvisorCheck Check Mark
ENVISION FINANCIAL PLANNING, LLC
IAR
Memphis, TN
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics