Julia Rachel Lancian
Professional Summary
Julia Rachel Lancian is a registered financial advisor currently at GRIFFIN SECURITIES, INC. located in New York, New York. Julia is registered as a RR (Registered Representative) and started their career in finance in 2002. Julia has worked at 2 firms and has passed the Series 63, Series 79TO, Series 99TO, Series 57TO, SIE, Series 87, Series 55, Series 7, Series 14, Series 24 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
26 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
GRIFFIN ADVISERS | GRIFFIN SECURITIES, INC.
Contact Information
Main Address
17 State Street, New York, NY 10004Mailing Address
17 State Street, New York, NY 10004Phone Number
(212) 509-9500Established
New York since 04/01/1997Firm Type
CorporationFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/18/2000)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Jul 2005About the Series 87 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Dec 2000SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Julia Rachel Lancian's CRS (Customer Relationship Summary).
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