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GC

Grant T. Cleghorn

16 POINTS LLC
Vega Alta, PR
Some features on this profile are disabled
CRD#: 4114805
GC

Professional summary


Grant Thomas Cleghorn is a registered financial professional currently at 16 POINTS LLC located in Vega Alta, .

Grant is registered as a RR (Registered Representative) and started their career in finance in 2001. Grant has worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Grant Thomas Cleghorn's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 16, 2021 - Present

16 POINTS LLC

BD
CRD#: 277033
Vega Alta, PR
Past

March 6, 2018 - January 28, 2020

WADDELL & REED

RIA
CRD#: 866
OVERLAND PARK, KS
Past

March 5, 2018 - January 28, 2020

WADDELL & REED

BD
CRD#: 866
OVERLAND PARK, KS
Past

March 5, 2018 - January 28, 2020

IVY DISTRIBUTORS, INC.

BD
CRD#: 16496
OVERLAND PARK, KS
Past

October 26, 2016 - October 28, 2017

BOUSTEAD SECURITIES, LLC

BD
CRD#: 141391
IRVINE, CA
Past

April 5, 2011 - December 17, 2014

PARNASSUS INVESTMENTS

RIA
CRD#: 149193
SAN FRANCISCO, CA
Past

May 29, 2008 - December 17, 2014

PARNASSUS FUNDS DISTRIBUTOR, LLC

BD
CRD#: 15883
SAN FRANCISCO, CA
Past

November 21, 2006 - May 9, 2008

ALLSPRING FUNDS MANAGEMENT, LLC

RIA
CRD#: 110841
MENOMONEE FALLS, WI
Past

November 17, 2006 - May 9, 2008

ALLSPRING FUNDS DISTRIBUTOR, LLC

BD
CRD#: 133366
CHARLOTTE, NC
Past

June 29, 2005 - November 17, 2006

WELLS FARGO BROKERAGE SERVICES, L.L.C.

BD
CRD#: 16100
SAN FRANCISCO, CA
Past

April 5, 2005 - May 3, 2005

ALLSPRING FUNDS DISTRIBUTOR, LLC

BD
CRD#: 133366
CHARLOTTE, NC
Past

January 3, 2004 - May 3, 2005

ALLSPRING FUNDS MANAGEMENT, LLC

RIA
CRD#: 110841
SAN FRANCISCO, CA
Past

May 29, 2002 - April 1, 2005

WELLS FARGO INVESTMENTS, LLC

RIA
CRD#: 10582
SAN FRANCISCO, CA
Past

May 29, 2002 - April 1, 2005

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
SAN FRANCISCO, CA
Past

March 6, 2001 - March 13, 2001

OFFROAD SECURITIES, INC.

BD
CRD#: 30890
SAN FRANCISCO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/5/2022)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 3/27/2001
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


1P
16 POINTS LLC
16 POINTS LLC | DOGWOOD SECURITIES LLC

CRD#: 277033 / SEC#: , 8-69648

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
10101 Cond Royal Palm, Vega Alta, PR 00692
Mailing Address
10101 Cond Royal Palm, Vega Alta, PR 00692
Phone number
+1 (646) 820-7750
Established
New York since 04/14/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
16 POINTS HOLDINGS LLCOWNER
OVERLEY, MARK SHIPMANCEO / CCO / GSP2652251
SIPINICK, KATHY EFREMFINOP3248100

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


16 POINTS LLC

CRD#: 277033Vega Alta, PR

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