Matt I. Snavely
Professional summary
Matt Isaac Snavely, AIF® is a registered financial professional currently at SIGMA FINANCIAL CORPORATION located in Maria Stein, Ohio.
Matt is registered as a RR (Registered Representative) and started their career in finance in 2000. Matt has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matt Isaac Snavely's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 18, 2016 - Present
SIGMA FINANCIAL CORPORATION
Office #1: 8085 State Route 119, Maria Stein, OH 45860September 12, 2014 - January 20, 2016
STONEX SECURITIES INC.
May 1, 2007 - September 12, 2014
WRP INVESTMENTS, INC.
March 29, 2004 - May 2, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 24, 2004 - May 2, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 10, 2003 - April 23, 2004
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 31, 2000 - October 30, 2002
RAYMOND JAMES FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/16/2018)
(9/20/2018)
(1/18/2016)
(1/18/2016)
(2/8/2021)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SIGMA FINANCIAL CORPORATION
CRD#: 14303 / SEC#: , 8-30466
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | TRUST (OWNER OF ALL VOTING SHARES) | |
| MCCLELLAN, JOHN ALEXANDER | CHIEF RISK AND BUSINESS OFFICER | 4016479 |
| PHILLIPS, RICHARD THOMAS | CHIEF COMPLIANCE OFFICER | 6041363 |
| PISTOR, RANDOLPH FULVIO | CHIEF LEGAL OFFICER | 5143334 |
| RYDELL, BRANDON DAVID | PRESIDENT | 2933397 |
| RYDELL, JEROME STANLEY | CEO, CHAIRMAN AND TRUSTEE OF THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | 408389 |
| WOOTON, RYAN DANIEL | CHIEF FINANCIAL OFFICER | 8006797 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 11 |
Red Flags
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