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MA

Mark G. Arizmendi

CASTLE PLACEMENT
SYOSSET, NY 11791
Some features on this profile are disabled
CRD#: 4110331
MA

Professional summary

Mark Gregory Arizmendi, who also goes by Mark G Arizmendi, is a registered financial professional currently at CASTLE PLACEMENT, LLC located in Syosset, New York.

Mark is registered as a RR (Registered Representative) and started their career in finance in 2000. Mark has worked at 4 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 79TO, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mark G Arizmendi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Gregory Arizmendi's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 15, 2025 - Present

CASTLE PLACEMENT, LLC

Office #1: 527 Split Rock Rd Oyster Bay Cove, Syosset, NY 11791
BD
CRD#: 189511
SYOSSET, NY
Past

February 27, 2003 - June 16, 2004

CAROLINA FINANCIAL SECURITIES, LLC

BD
CRD#: 41970
BREVARD, NC
Past

March 27, 2000 - June 8, 2001

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
MILWAUKEE, WI
Past

March 27, 2000 - November 8, 2001

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
MILWAUKEE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(8/18/2025)
RR
North Carolina
(8/18/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 8/16/2025
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 4/11/2000
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/4/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/13/2021
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79TO
Date: 7/9/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 7/31/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/23/2000
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/17/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CP
CASTLE PLACEMENT, LLC
CASTLE PLACEMENT, LLC

CRD#: 189511 / SEC#: , 8-69612

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
527 Split Rock Rd Oyster Bay Cove, Syosset, NY 11791
Mailing Address
1460 Broadway, New York, NY 10036
Phone number
(212) 418-1180
Established
Delaware since 03/13/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CASTLE PLACEMENT GROUP LLCMEMBER
BEATON, DANIEL STEWARTFINOP4240769
LUFTIG, RICHARD STEVENCCO, EXEC REP, AML SUPERVISOR2391290
MARGOLIS, KENNETH HARRYMANAGER, HOME OFFICE SUPERVISOR2230861

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CASTLE PLACEMENT, LLC

CRD#: 189511Syosset, NY 11791

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