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CRD#: 189511
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

CASTLE PLACEMENT, LLC is located at 1460 Broadway, New York, NY 10036 and was first established at New York, Delaware in 03/13/2015. After operating for 10 years, CASTLE PLACEMENT, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CASTLE PLACEMENT, LLC’s clients are individuals and 0% of their clients are high net worth individuals. CASTLE PLACEMENT, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CASTLE PLACEMENT, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CASTLE PLACEMENT, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CASTLE PLACEMENT, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for CASTLE PLACEMENT, LLC Comes From

Understanding the Statistics for CASTLE PLACEMENT, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
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HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
1460 Broadway, New York, NY 10036
Mailing Address
1460 Broadway, New York, NY 10036
Firm Size
Small
Phone Number
(212) 418-1180
Established
Delaware since 03/13/2015
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
CASTLE PLACEMENT GROUP LLCMEMBER
BEATON, DANIEL STEWARTFINOP4240769
LUFTIG, RICHARD STEVENCCO, EXEC REP, AML SUPERVISOR2391290
MARGOLIS, KENNETH HARRYMANAGER, HOME OFFICE SUPERVISOR2230861

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Advisor's working at CASTLE PLACEMENT, LLC

HD

Harry - Dublinsky

Harry Dublinsky
RR
CRD#: 1550391
Location:
New York, NY 10036
Company:
CASTLE PLACEMENT, LLC
Disclosures:
Experience:
39 years
View Profile
KH

Kenneth Lenhart Hackel

Kenneth Leinhart Hackel
RR
CRD#: 1865118
Location:
New York, NY 10036
Company:
CASTLE PLACEMENT, LLC
Disclosures:
Experience:
37 years
View Profile
KM

Kenneth Harry Margolis

Kenneth Margolis
RR
CRD#: 2230861
Location:
New York, NY 10036
Company:
CASTLE PLACEMENT, LLC
Disclosures:
Experience:
32 years
View Profile
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