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Benjamin C. Ogle

STATE FARM VP MANAGEMENT
Dunwoody, GA 30346
Some features on this profile are disabled
CRD#: 4109507
BO

Professional summary

Benjamin C Ogle, who also goes by Benjamin Craig Ogle, Benjamin Ogle, is a registered financial professional currently at STATE FARM VP MANAGEMENT CORP. located in Dunwoody, Georgia.

Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2000. Benjamin has worked at 6 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Benjamin Craig Ogle | Benjamin Ogle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Benjamin C Ogle's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 1, 2019 - Present

STATE FARM VP MANAGEMENT CORP.

Office #1: 237 Perimeter Center Pkwy Ne, Dunwoody, GA 30346
BD
CRD#: 43036
Dunwoody, GA
Past

January 5, 2012 - June 4, 2018

EDWARD JONES

RIA
CRD#: 250
OCEAN PINES, MD
Past

January 5, 2012 - June 4, 2018

EDWARD JONES

BD
CRD#: 250
OCEAN PINES, MD
Past

October 20, 2009 - January 5, 2012

BB&T INVESTMENT SERVICES, INC.

RIA
CRD#: 33856
EASTON, MD
Past

October 20, 2009 - January 5, 2012

BB&T INVESTMENT SERVICES, INC.

BD
CRD#: 33856
EASTON, MD
Past

July 9, 2004 - October 26, 2009

M&T SECURITIES, INC.

RIA
CRD#: 17358
SNOW HILL, MD
Past

May 1, 2003 - October 26, 2009

M&T SECURITIES, INC.

BD
CRD#: 17358
SNOW HILL, MD
Past

March 21, 2003 - May 1, 2003

ALLFIRST BROKERAGE CORPORATION

BD
CRD#: 17531
BALTIMORE, MD
Past

January 30, 2001 - January 2, 2003

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
SALISBURY, MD
Past

February 18, 2000 - January 2, 2003

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Delaware
(12/6/2019)
RR
Maryland
(11/12/2019)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/9/2000
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/3/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/4/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 4/23/2002
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 2/17/2000
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SF
STATE FARM VP MANAGEMENT CORP.
STATE FARM VP MANAGEMENT CORP.

CRD#: 43036 / SEC#: , 8-50128

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
One State Farm Plaza, Bloomington, IL 61710-0001
Mailing Address
One State Farm Plaza, Bloomington, IL 61710-0001
Phone number
(833) 430-8518
Established
Delaware since 11/27/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STATE FARM INVESTMENT MANAGEMENTSHAREHOLDER3487
COOK, KRISTYNEXECUTIVE VICE PRESIDENT AND DIRECTOR4215717
FARNEY, JON CHARLESPRESIDENT AND DIRECTOR2839964
GHANBARPOUR, ARASHVICE PRESIDENT AND DIRECTOR5129325
HINTZ, SCOTT ALEXANDERVICE PRESIDENT - FINANCIAL AND SECRETARY2004555
LUDWIG, TERRENCE MICHAELCHIEF COMPLIANCE OFFICER AND TREASURER3231040
MINEAU, SARAHSENIOR VICE PRESIDENT AND DIRECTOR4634160
MONTGOMERY, BRADLEY DOYLESENIOR VICE PRESIDENT AND DIRECTOR2913835
PRESTON, BRIAN LYNNANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER4312143
WIEDUWILT, ANDREW PATRICKVICE PRESIDENT8074278
WILLARD, DANIEL NELSONASSISTANT SECRETARY AND COUNSEL5207081

Disclosures

Regulatory Event7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036Dunwoody, GA 30346

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