Dmitriy Kovalev

EGRET SECURITIES LLC

Staten Island, NY

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CRD#: 4104585

Professional summary

Dmitriy Kovalev, who also goes by Dmitriy Kovalev, is a registered financial professional currently at EGRET SECURITIES LLC located in Staten Island, New York.

Dmitriy is registered as a RR (Registered Representative) and started their career in finance in 2003. Dmitriy has worked at 6 firms and has passed the Series 66, Series 63, Series 52TO, Series 57TO, Series 99TO, SIE, Series 7, Series 3, Series 55, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Dmitriy Kovalev

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dmitriy Kovalev's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 12, 2026 - Present

EGRET SECURITIES LLC

CRD#: 337349

Staten Island, NY

Past

April 18, 2022 - November 26, 2025

A.G.P. / ALLIANCE GLOBAL PARTNERS

CRD#: 8361

New York, NY

Past

March 29, 2018 - May 13, 2022

MAXIM GROUP LLC

CRD#: 120708

NEW YORK, NY

Past

September 22, 2008 - October 7, 2009

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

January 3, 2007 - September 22, 2008

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

August 5, 2003 - October 8, 2008

NEUBERGER BERMAN BD LLC

CRD#: 2908

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/25/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/5/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 10/16/2025

Municipal Securities Representative Examination

General Industry/Product Exam

Series 57TO

Date: 5/7/2024

Securities Trader Exam

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/29/2018

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 8/30/2005

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 2/16/2005

Limited Representative-Equity Trader Exam

Principal/Supervisory Exam

Series 53

Date: 12/1/2025

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 7/17/2025

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/13/2020

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

EGRET SECURITIES LLC

EGRET | SUNSHINE PRIME | EGRET SECURITIES LLC | EGRET SECURITIES

CRD#: 337349 / SEC#: , 8-71380

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

9607 Whippoorwill Trail, Jupiter, FL 33478

Mailing Address

9607 Whippoorwill Trail, Jupiter, FL 33478

Phone number

(917) 488-3350

Established

Florida since 03/06/2025

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
SUNSHINE HOLDCO, INC.	HOLDING COMPANY
KOVALEV, DMITRIY	ROP AND MSRB PRINCIPAL	4104585
MICHAELS, SETH ADAM	CEO/CCO, EXECUTIVE REP	2590452
PURES, EDWARD J	TRADING PRINCIPAL	4194348
STAMOVA, ILINA SEVDALINOVA	FINOP/PFO/POO	5500851

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dmitriy Kovalev

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dmitriy Kovalev's CRS (Customer Relationship Summary).

Certified licenses

Experience

A.G.P. / ALLIANCE GLOBAL PARTNERS

MAXIM GROUP LLC

BARCLAYS CAPITAL INC.

LEHMAN BROTHERS INC.

NEUBERGER BERMAN BD LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/25/2018

Series 63

Date: 9/5/2003

Series 52TO

Date: 10/16/2025

Series 57TO

Date: 5/7/2024

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/29/2018

Series 3

Date: 8/30/2005

Series 55

Date: 2/16/2005

Series 53

Date: 12/1/2025

Series 4

Date: 7/17/2025

Series 24

Date: 2/13/2020

FINRA

Current Firm

EGRET SECURITIES LLC

Contact information

Documents

Direct owners and executive officers

Red Flags

Company Information

EGRET SECURITIES LLC

TRUST BUT VERIFY

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