Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

AdvisorLive

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's AdvisorLive helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

DK

Dmitriy Kovalev

EGRET SECURITIES

Staten Island, NY

·CRD# 4104585·23 years experience

Professional Summary

Dmitriy Kovalev, who also goes by Dmitriy Kovalev, is a registered financial advisor currently at EGRET SECURITIES LLC located in Staten Island, New York. Dmitriy is registered as a RR (Registered Representative) and started their career in finance in 2003. Dmitriy has worked at 6 firms and has passed the Series 66, Series 63, Series 52TO, Series 57TO, Series 99TO, SIE, Series 7, Series 3, Series 55, Series 53, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dmitriy Kovalev

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

Similar Advisors

Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#

Jeffrey Paul Meotti

Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#

Douglas Paul Kinsey

Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#

Jeffrey Paul Meotti

Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#

Douglas Paul Kinsey

Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#

Jeffrey Paul Meotti

Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#

Douglas Paul Kinsey

Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#

Jeffrey Paul Meotti

Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#

Douglas Paul Kinsey

Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

23 years in the financial services industry

Current & Past Employments

EGRET SECURITIES LLC·CRD# 337349

BD

Staten Island, NY

February 12, 2026 - Present

A.G.P. / ALLIANCE GLOBAL PARTNERS·CRD# 8361

BD

New York, NY

April 18, 2022 - November 26, 2025

MAXIM GROUP LLC·CRD# 120708

BD

New York, NY

March 29, 2018 - May 13, 2022

BARCLAYS CAPITAL INC.·CRD# 19714

BD

New York, NY

September 22, 2008 - October 7, 2009

LEHMAN BROTHERS INC.·CRD# 7506

BD

New York, NY

January 3, 2007 - September 22, 2008

NEUBERGER BERMAN BD LLC·CRD# 2908

BD

New York, NY

August 5, 2003 - October 8, 2008

Similar Advisors

Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#

Jeffrey Paul Meotti

Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#

Douglas Paul Kinsey

Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

ES

EGRET SECURITIES LLC

EGRET | SUNSHINE PRIME | EGRET SECURITIES LLC | EGRET SECURITIES

CRD#: 337349 / SEC#: 8-71380

BD

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

9607 Whippoorwill Trail, Jupiter, FL 33478

Mailing Address

9607 Whippoorwill Trail, Jupiter, FL 33478

Phone Number

(917) 488-3350

Established

Florida since 03/06/2025

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (21 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SUNSHINE HOLDCO, INC.	HOLDING COMPANY	—
KOVALEV, DMITRIY	ROP AND MSRB PRINCIPAL	4104585
MICHAELS, SETH ADAM	CEO/CCO, EXECUTIVE REP	2590452
PURES, EDWARD J	TRADING PRINCIPAL	4194348
STAMOVA, ILINA SEVDALINOVA	FINOP/PFO/POO	5500851

Similar Advisors

Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#

Jeffrey Paul Meotti

Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#

Douglas Paul Kinsey

Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#

Jeffrey Paul Meotti

Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#

Douglas Paul Kinsey

Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

California
(7/13/2026)

RR

Connecticut
(5/1/2026)

RR

Delaware
(7/6/2026)

RR

Florida
(4/15/2026)

RR

Illinois
(6/26/2026)

RR

Maryland
(7/28/2026)

RR

Massachusetts
(7/20/2026)

RR

Nevada
(5/1/2026)

RR

New Jersey
(5/1/2026)

RR

New York
(4/29/2026)

RR

North Carolina
(9/8/2026)

RR

Ohio
(7/7/2026)

RR

Pennsylvania
(5/1/2026)

RR

South Carolina
(7/28/2026)

RR

Tennessee
(8/13/2026)

RR

Texas
(7/27/2026)

RR

Virginia
(5/1/2026)

RR

Wyoming
(9/8/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2018About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2003About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Oct 2025About the Series 52TO exam

Series 57TO — Securities Trader Exam

Passed May 2024About the Series 57TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2018About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Aug 2005About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Feb 2005

Series 53 — Municipal Securities Principal Examination

Passed Dec 2025About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Jul 2025About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Feb 2020About the Series 24 exam

FINRA

SRO Registrations

Similar Advisors

Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#

Jeffrey Paul Meotti

Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#

Douglas Paul Kinsey

Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Dmitriy Kovalev's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#

Jeffrey Paul Meotti

Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#

Douglas Paul Kinsey

Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

DK

Follow Dmitriy

Get alerted to job moves, licensing changes, and new disclosures

Free — no card required