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Seth Adam Michaels

EGRET SECURITIES

Jupiter, FL

·CRD# 2590452·21 years experience

Professional Summary

Seth Adam Michaels is a registered financial advisor currently at EGRET SECURITIES LLC located in Jupiter, Florida. Seth is registered as a RR (Registered Representative) and started their career in finance in 2005. Seth has worked at 8 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

EGRET SECURITIES LLC·CRD# 337349

BD

1. Jupiter, FL2. 9607 Whippoorwill Trail, Jupiter, FL 33478

February 12, 2026 - Present

A.G.P. / ALLIANCE GLOBAL PARTNERS·CRD# 8361

RIA

Boca Raton, FL

December 2, 2021 - November 26, 2025

A.G.P. / ALLIANCE GLOBAL PARTNERS·CRD# 8361

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Boca Raton, FL

September 29, 2021 - November 26, 2025

MAXIM FINANCIAL ADVISORS LLC·CRD# 139366

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West Palm Beach, FL

July 25, 2016 - October 14, 2021

MAXIM GROUP LLC·CRD# 120708

BD

West Palm Beach, FL

March 4, 2013 - October 14, 2021

JONESTRADING·CRD# 6888

BD

Morristown, NJ

February 2, 2012 - March 5, 2013

BARCLAYS CAPITAL INC.·CRD# 19714

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New York, NY

May 13, 2009 - September 13, 2011

BARCLAYS CAPITAL INC.·CRD# 19714

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September 22, 2008 - September 13, 2011

NEUBERGER BERMAN BD LLC·CRD# 2908

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August 5, 2008 - April 23, 2009

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LEHMAN BROTHERS INC.·CRD# 7506

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January 3, 2007 - October 15, 2008

LEHMAN BROTHERS INC.·CRD# 7506

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January 3, 2007 - September 22, 2008

NEUBERGER BERMAN BD LLC·CRD# 2908

RIA

New York, NY

May 25, 2005 - January 12, 2007

NEUBERGER BERMAN BD LLC·CRD# 2908

BD

New York, NY

January 1, 2005 - January 12, 2007

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Current Firm

ES

EGRET SECURITIES LLC

EGRET | SUNSHINE PRIME | EGRET SECURITIES LLC | EGRET SECURITIES

CRD#: 337349 / SEC#: 8-71380

BD

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

9607 Whippoorwill Trail, Jupiter, FL 33478

Mailing Address

9607 Whippoorwill Trail, Jupiter, FL 33478

Phone Number

(917) 488-3350

Established

Florida since 03/06/2025

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (21 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SUNSHINE HOLDCO, INC.	HOLDING COMPANY	—
KOVALEV, DMITRIY	ROP AND MSRB PRINCIPAL	4104585
MICHAELS, SETH ADAM	CEO/CCO, EXECUTIVE REP	2590452
PURES, EDWARD J	TRADING PRINCIPAL	4194348
STAMOVA, ILINA SEVDALINOVA	FINOP/PFO/POO	5500851

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Sunshine Digital Marketing Solutions LLC, Non-Investment Related to a Broker Dealer, Jupiter Florida, Marketing/Consulting, Owner, CEO, March 2025, less than 5 Hours Outside Trading Hours, Manager and Operator. 2. Sunshine Technology Services LLC, Non-Investment Related to a Broker Dealer, Jupiter Florida, Technology Services, Owner, CEO, March 2025, less than 5 Hours Outside Trading Hours, Manager and Operator. 3.Sunshine Holdco, Inc., Non-Investment Related to a Broker Dealer, Jupiter Florida, Holding company for a Broker Dealer, Marketing and Technology, CEO, March 2025, less than 5 Hours Outside Trading Hours, Manager and Operator. 4. Seth Michals LLC. Non-Investment Related, Jupiter Florida, Created for Tax Purposes, Manager, Sept 2021, Zero Trading Hours, Created for Tax Purposes only

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

California
(7/3/2026)

RR

Connecticut
(5/1/2026)

RR

Delaware
(7/13/2026)

RR

Florida
(4/15/2026)

RR

Georgia
(9/11/2026)

RR

Illinois
(6/26/2026)

RR

Maryland
(7/24/2026)

RR

Massachusetts
(7/20/2026)

RR

Nevada
(4/27/2026)

RR

New Hampshire
(9/18/2026)

RR

New Jersey
(4/15/2026)

RR

New York
(5/7/2026)

RR

North Carolina
(9/2/2026)

RR

Ohio
(6/29/2026)

RR

Pennsylvania
(4/28/2026)

RR

South Carolina
(7/30/2026)

RR

Tennessee
(8/13/2026)

RR

Texas
(7/22/2026)

RR

Virginia
(4/30/2026)

RR

Wyoming
(8/14/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2005About the Series 66 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2004About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2005About the Series 24 exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Seth Adam Michaels's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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SM

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