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Mark Todd Muse

ALLSTATE FINANCIAL SERVICES
Bethany, OK
·CRD# 4101613·26 years experience

Professional Summary

Mark Todd Muse is a registered financial advisor currently at ALLSTATE FINANCIAL SERVICES, LLC located in Bethany, Oklahoma. Mark is registered as a RR (Registered Representative) and started their career in finance in 2000. Mark has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

ALLSTATE FINANCIAL SERVICES, LLC·CRD# 18272
BD
8488 Nw 39th Expy, Bethany, OK 73008-3072
August 8, 2011 - Present
ALLSTATE FINANCIAL ADVISORS, LLC·CRD# 109524
RIA
Bethany, OK
October 17, 2013 - June 15, 2023
ALLSTATE FINANCIAL SERVICES, LLC·CRD# 18272
BD
Bethany, OK
July 27, 2010 - July 6, 2011
ALLSTATE FINANCIAL SERVICES, LLC·CRD# 18272
BD
Bethany, OK
January 5, 2000 - May 11, 2010

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Current Firm

AF
ALLSTATE FINANCIAL SERVICES, LLC

ALLSTATE FINANCIAL SERVICES, LLC | LSA SECURITIES, INC. | LAUGHLIN GROUP ADVISORS, INC. | ALLSTATE FINANCIAL SERVICES, LLC OF DELAWARE | ALLSTATE FINANCIAL SERVICES, LLC D/B/A LSA SECURITIES

CRD#: 18272 / SEC#: 8-36365
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508-1380

Mailing Address

Po Box 83271, Lincoln, NE 68501-3271

Phone Number

(877) 232-2142

Established

Delaware since 11/01/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ALLSTATE INSURANCE COMPANYOWNER—
BOUDREAU, JOHN DOUGLASCHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE, FINOP6357880
DELANEY, SCOTT SULLIVANPRESIDENT AND CHIEF EXECUTIVE OFFICER2978681
LANSPA, PAUL DONALDCHIEF OPERATING OFFICER6449159
MUELLER, DAVID JOHNGENERAL COUNSEL AND SECRETARY7807045
NELSON, MARY KRISCHAIRMAN OF THE BOARD2464654
SWEENEY, MICHAEL DANIELAML OFFICER2026113

Disclosures

Regulatory Event

4

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)MARK MUSE RENTAL PROPERTY. 6901 NW 23RD AND 505 VANDAMENT. RESPONSIBILITIES, OWNER. 1% OF TIME DEVOTED. NOT INVESTMENT RELATED. 2) RENTAL PROPERTIES, 6901 NW 23RD AND 505 VANDAMENT, NOT INVESTMENT RELATED, OWNER, 1% OF TIME DEVOTED, 1 HOUR A MONTH DEVOTED, NO TIME DEVOTED DURING TRADING HOURS. 3)Rental Properties: 8486 NW 39th Expressway, Bethany, OK 730008. None Investment related. Owner and Licensed Real Estate Agent. I will not be selling any property as a real estate agent but did have to get my real estate license in order to comply with Oklahoma real estate law regarding management of property for others. 15% devoted. 25 hrs per month. 5 hrs per month. Start date: 03/01/2017 MUSE ENTERPRISES DBA REAL PROPERTY MANANGEMENT INC POSITION: owner NATURE: rental property INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 03/01/2017 ADDRESS: 8486 NW 39th Expressway, Bethany OK 730008, United States DESCRIPTION: owner and Licensed Real Estate agent. I will not be selling any property as a real estate agent but did have to get my Real Estate License in order to comply with Oklahoma real estate law regarding managment of property for others.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Oklahoma
(8/8/2011)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2013About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2012About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2000About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Mark Todd Muse's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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