RM
Richard T. Miller
CETERA INVESTMENT ADVISERS LLC
WILMINGTON, DE 19802
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CRD#: 4099093
RM
Professional summary
Richard T Miller is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Wilmington, Delaware and CETERA WEALTH SERVICES, LLC located in Wilmington, Delaware.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Richard has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Richard T Miller~'NIR'~615 W 18th Street~Wilmington~DE~19802~Independent Insurance Agent~Owner/Sole Proprietor~3/1/2000~3hrs~0hrs~health insurance sales 2) Van Buren Partners LLC~'NIR'~615 W 18th Street~Wilmington~DE~19802~Rental Property Owner/Management~Partner/General Partner~7/26/2012~2hrs~0hrs~Review monthly accounting - owner occupied building.V 3) Van Buren Financial Group LLC~'NIR'~615 W 18th Street~Wilmington~DE~19802~Tax Preparation/Accounting~Director/Officer~7/1/2008~160hrs~140hrs~member of LLC; provide consulting, accounting, and tax services to clients 4) Kistler Tiffany Benefits Co~'NIR'~400 Berwyn Park, Suite 200, 899 Cassatt Road~Berwyn~PA~19312~Insurance Agent~Insurance Sales Agent~1/1/2017~2hrs~2hrs~Health Insurance sales 5) Richard T Miller~'NIR'~804 W 20th Street~Wilmington~DE~19802~Rental Property~Owner~12/18/2019~1hrs~1hrs~Collect monthly rent, pay related bills & arrange for any contractors for repairs. 6) RICHARD T MILLER POSITION: Contractor NATURE: Contractor for the AICPA to help write and review questions for the PFP section of the CPA exam. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 05/16/2022 ADDRESS: 615 W. 18th Street, Wilmington DE 19802, United States DESCRIPTION: I will help write and review questions for the PFP section of the CPA exam. I will only have to work as much or little as I want. I will have to attend meetings from time to time.
CRS (Client Relationship Summary) - RIA
Click below to view Richard T Miller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 615 W 18th St., Wilmington, DE 19802RIA
CRD#: 105644
WILMINGTON, DE
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 615 W. 18th Street, Wilmington, DE 19802BD
CRD#: 13572
WILMINGTON, DE
Past
July 26, 2003 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
WILMINGTON, DE
Past
January 4, 2000 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
WILMINGTON, DE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
RR
Colorado(9/5/2025)
RR
Connecticut(9/5/2025)
RR
Delaware(9/5/2025)
IAR
Delaware(9/5/2025)
RR
Florida(9/5/2025)
RR
Illinois(9/5/2025)
RR
Maine(9/5/2025)
RR
Maryland(9/5/2025)
RR
Massachusetts(9/5/2025)
RR
Michigan(9/5/2025)
RR
Nevada(9/5/2025)
RR
New Hampshire(9/5/2025)
RR
New Jersey(9/5/2025)
RR
New York(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Ohio(9/5/2025)
RR
Oregon(9/5/2025)
RR
Pennsylvania(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Utah(9/5/2025)
RR
Vermont(9/5/2025)
RR
Virginia(9/5/2025)
RR
Washington(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Wilmington, DE 19802TRUST BUT VERIFY
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