Jorge A. Bustamante
Professional summary
Jorge Alberto Bustamante is a registered financial professional currently at BRIGHTHOUSE SECURITIES, LLC located in Charlotte, North Carolina.
Jorge is registered as a RR (Registered Representative) and started their career in finance in 2000. Jorge has worked at 6 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jorge Alberto Bustamante's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 27, 2021 - Present
BRIGHTHOUSE SECURITIES, LLC
Office #1: 11225 North Community House Road, Charlotte, NC 28277May 11, 2020 - November 10, 2020
CITIGROUP GLOBAL MARKETS INC.
February 23, 2005 - January 31, 2020
EQUITABLE ADVISORS, LLC
February 22, 2005 - January 31, 2020
EQUITABLE ADVISORS, LLC
February 19, 2004 - January 10, 2005
CITICORP INVESTMENT SERVICES
June 9, 2003 - January 10, 2005
CITICORP INVESTMENT SERVICES
January 17, 2003 - April 17, 2003
CREDIT SUISSE SECURITIES (USA) LLC
March 8, 2001 - April 17, 2003
CREDIT SUISSE SECURITIES (USA) LLC
June 6, 2000 - January 17, 2003
PERSHING LLC
May 17, 2000 - January 17, 2003
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/27/2021)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
BRIGHTHOUSE SECURITIES, LLC
CRD#: 285300 / SEC#: , 8-69845
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRIGHTHOUSE HOLDINGS, LLC | SOLE MEMBER (SHAREHOLDER) | |
| BEAULIEU, PHILIP JOHNATHON | VICE PRESIDENT | 5300540 |
| DAVIS, MICHAEL BENJAMIN | VICE PRESIDENT | 1742347 |
| LAMBERT, MYLES JOSEPH | CHAIRMAN PRESIDENT AND CEO | 3107551 |
| LEINTZ, DONALD ANTHONY | VICE PRESIDENT | 4374813 |
| MACILVANE, KEVIN MICHAEL JR | VICE PRESIDENT | 5164574 |
| MARTINEZ, JOHN GREGORY | PRINCIPAL FINANCIAL OFFICER | 2210722 |
| MORGAN, JANET MARIE | VICE PRESIDENT | 6770849 |
| NIGRO, GERARD JOSEPH | SENIOR VICE PRESIDENT | 1577003 |
| PROHONIC, KRISTIN LEE | CHIEF COMPLIANCE OFFICER | 3048592 |
Red Flags
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