Susan R. Fechtor

LIVELIFE CAPITAL PARTNERS LLC

Southborough, MA 01772

Some features on this profile are disabled

CRD#: 4098244

Professional summary

Susan R Fechtor, who also goes by Susan Jane Fechtor, Susan Jane Raphel, is a registered financial advisor currently at LIVELIFE CAPITAL PARTNERS LLC located in Southborough, Massachusetts and PURSHE KAPLAN STERLING INVESTMENTS located in Southborough, Massachusetts.

Susan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Susan has worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Susan Jane Fechtor | Susan Jane Raphel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. LiveLife Capital Partners LLC. Investment Related. 14840 Canton Court, Naples, FL 34114. Director of Client Relations. Original start 10/2017, changed address 06/2023. 90% of time per month. 2. Purshe Kaplan Sterling. Not Investment Related. 14840 Canton Court, Naples, FL 34114. Registered Representative. Start 01/2019. 10% of time per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan R Fechtor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 6, 2017 - Present

LIVELIFE CAPITAL PARTNERS LLC

Office #1: 144 Turnpike Road, Suite 215, Southborough, MA 01772

RIA

CRD#: 290008

Southborough, MA

Current

January 2, 2019 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 144 Turnpike Road Suite 215, Southborough, MA 01772

CRD#: 35747

Southborough, MA

Past

June 1, 2009 - October 10, 2017

MORGAN STANLEY

RIA

CRD#: 149777

BOSTON, MA

Past

June 1, 2009 - October 10, 2017

MORGAN STANLEY

CRD#: 149777

BOSTON, MA

Past

August 8, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

BOSTON, MA

Past

August 8, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

BOSTON, MA

Past

January 14, 2005 - August 12, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WELLESLEY HILLS, MA

Past

October 28, 2004 - August 12, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WELLESLEY HILLS, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIVELIFE CAPITAL PARTNERS LLC

LIVELIFE CAPITAL PARTNERS | LIVELIFE CAPITAL PARTNERS LLC

CRD#: 290008 / SEC#: 801-111807

RIA

Registered Investment Advisory firm - (10/6/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/2/2019)

Colorado
(1/2/2019)

Delaware
(1/2/2019)

Florida
(1/2/2019)

IAR

Florida
(6/16/2023)

Georgia
(1/8/2021)

IAR

Massachusetts
(10/6/2017)

Massachusetts
(1/2/2019)

Minnesota
(1/2/2019)

Missouri
(3/29/2022)

New Hampshire
(1/2/2019)

New York
(1/2/2019)

Rhode Island
(1/2/2019)

Vermont
(1/2/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/13/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/10/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/12/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/25/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LIVELIFE CAPITAL PARTNERS LLC

LIVELIFE CAPITAL PARTNERS | LIVELIFE CAPITAL PARTNERS LLC

CRD#: 290008 / SEC#: 801-111807

RIA

Registered Investment Advisory firm - (10/6/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

144 Turnpike Road, Suite 215, Southborough, MA 01772

Mailing Address

Phone number

(978) 315-0230

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LIVELIFE CAPITAL PARTNERS DISCLOSURE BROCHURE, WRAP FEE PROGRAM BROCHURE, BROCHURE SUPPLEMENT AND PRIVACY POLICY (3/10/2025)

Regulatory assets under management

Total Number of Accounts	1,086
AUM (Assets Under Management)	$ 318,744,567

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Susan R. Fechtor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan R Fechtor's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

LIVELIFE CAPITAL PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/13/2005

SIE

Date: 10/10/2017

Series 31

Date: 9/12/2008

Series 7

Date: 10/25/2004

FINRA

Current Firm

LIVELIFE CAPITAL PARTNERS LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIVELIFE CAPITAL PARTNERS LLC

TRUST BUT VERIFY

Similar Advisors