John D. Bergin
Professional summary
John David Bergin, who also goes by Jay David Bergin, is a registered financial professional currently at COVA CAPITAL PARTNERS LLC located in Syosset, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2000. John has worked at 15 firms and has passed the Series 63, SIE and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John David Bergin's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 11, 2018 - Present
COVA CAPITAL PARTNERS LLC
Office #1: 6851 Jericho Tpke Suite 205, Syosset, NY 11791August 4, 2015 - April 12, 2016
COVA CAPITAL PARTNERS LLC
October 26, 2012 - January 4, 2013
HB SECURITIES, LLC
March 3, 2010 - October 15, 2010
BROOKVILLE CAPITAL PARTNERS
September 1, 2009 - December 2, 2009
PEAK SECURITIES CORPORATION
February 12, 2007 - December 12, 2008
BROOKSTONE SECURITIES, INC.
May 5, 2006 - February 3, 2007
NEWBRIDGE SECURITIES CORPORATION
May 3, 2005 - May 5, 2006
DAWSON JAMES SECURITIES, INC.
August 30, 2004 - April 5, 2005
J.P. TURNER & COMPANY, L.L.C.
February 13, 2004 - September 8, 2004
GUNNALLEN FINANCIAL, INC
January 6, 2004 - January 7, 2004
GRANITE ASSOCIATES, INC
November 4, 2002 - February 12, 2004
NATIONAL SECURITIES CORPORATION
July 16, 2001 - December 3, 2002
CONTINENTAL BROKER-DEALER CORP.
February 7, 2001 - July 12, 2001
JOSEPH STEVENS & CO., INC.
January 2, 2001 - January 19, 2001
GLOBAL CAPITAL SECURITIES CORPORATION
December 18, 2000 - January 2, 2001
GLOBAL CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 12/16/2000
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
COVA CAPITAL PARTNERS LLC
CRD#: 109761 / SEC#: , 8-53105
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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