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Christopher Michael Maker

FUTU CLEARING
DALLAS, TX
·CRD# 4085084·21 years experience

Professional Summary

Christopher Michael Maker, who also goes by Christopher M Maker, is a registered financial advisor currently at FUTU CLEARING INC located in Dallas, Texas. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2005. Christopher has worked at 4 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher M Maker

Blog Corner

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

FUTU CLEARING INC·CRD# 298769
BD
12750 Merit Drive Suite 475, Dallas, TX 75251
January 2, 2025 - Present
ALTRUIST FINANCIAL LLC·CRD# 299274
BD
Dallas, TX
January 13, 2022 - January 2, 2025
FUTU CLEARING INC·CRD# 298769
BD
Dallas, TX
August 4, 2020 - January 10, 2022
HILLTOP SECURITIES INC.·CRD# 6220
BD
Dallas, TX
January 7, 2016 - April 7, 2020
FIRST SOUTHWEST COMPANY, LLC·CRD# 316
BD
Dallas, TX
July 20, 2005 - January 22, 2016

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Current Firm

FC
FUTU CLEARING INC

FUTU CLEARING INC

CRD#: 298769 / SEC#: 8-70215
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

12750 Merit Drive Suite 475, Dallas, TX 75251

Mailing Address

12750 Merit Drive Suite 475, Dallas, TX 75251

Phone Number

(972) 665-6903

Established

Delaware since 08/13/2018

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FUTU US INCOWNER—
DU, SHUANGHEAD OF US OPERATIONS5005050
JABLONSKI, RICHARD MICHAELCHIEF FINANCIAL OFFICER2916358
KELLY, PATRICK JAMESCHIEF EXECUTIVE OFFICER3126322
SHARMA, VICKRAMJITCHIEF LEGAL OFFICER7186502
STIFELMAN, GLEN ROBERTCHIEF COMPLIANCE OFFICER1699013

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Texas
(1/2/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2005About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2005About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Jul 2006About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Oct 2005About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher Michael Maker's CRS (Customer Relationship Summary).

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