MF
Mordechai L. Fishman
JSF FINANCIAL
LOS ANGELES, CA 90048
Some features on this profile are disabled
CRD#: 4084796
MF
Professional summary
Mordechai Leib Fishman is a registered financial advisor currently at JSF FINANCIAL, LLC located in Los Angeles, California and NEWEDGE SECURITIES, LLC located in Los Angeles, California.
Mordechai is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Mordechai has worked at 3 firms and has passed the Series 66, Series 79TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)LIFE INSURANCE AGENT~INVESTMENT RELATED~6300 WILSHIRE BLVD, SUITE 2100, LOS ANGELES, CA 90048~MARCH 2004~INSURANCE SALES~AGENT~10HRS PER MONTH~NONE DURING MARKET~FIXED INSURANCE SALES - - - - - - - - - - - - - - 2)MID ATLANTIC CAPITAL CORP~INVESTMENT RELATED~6300 WILSHIRE BLVD, SUITE 2100, LOS ANGELES, CA 90048~REGISTERED REPRESENTATIVE~MARCH 2010~75HRS PER MONTH~75HRS PER MONTH DURING MARKET~CLIENT CONTACT AND PORTFOLIO MANAGEMENT DECISIONS - - - - - - - - - - - - - - 3)JSF FINANCIAL LLC~INVESTMENT RELATED~6300 WILSHIRE BLVD, SUITE 2100, LOS ANGELES, CA 90048~INVESTMENT ADVISER REPRESENTATIVE~JANUARY 2004~100HRS PER MONTH~50HRS PER MONTH DURING MARKET~FINANCIAL PLANNING - - - - - - - - - - - - - - 4)FISHBROS LLC~INVESTMENT RELATED~6300 WILSHIRE BLVD, SUITE 2100, LOS ANGELES, CA 90048~INVESTMENTS IN PRIVATE EQUITY COMPANIES~CO-MANAGER~AUGUST 2013~1HR PER MONTH~0HRS PER MONTH DURING MARKET~PASSIVE INTEREST IN PRIVATE EQUITY INVESTMENTS - - - - - - - - - - - - - - 5)MARTIN FISHMAN & ASSOC. DBA FISHMAN & SONS INSURANCE SERVICE~NON INVESTMENT RELATED~6300 WILSHIRE BLVD., SUITE 2100, LOS ANGELES, CA 90048~INSURANCE AGENCY~ENDORSED AGENT~MARCH 2017~1HR PER MONTH~0HRS PER MONTH DURING MARKET~ENDORSED AGENT - - - - - - - - - - - - - - 6) REVOCABLE LIFE INSURANCE TRUST~INVESTMENT RELATED~6300 WILSHIRE BLVD, SUITE 2100, LOS ANGELES, CA 90048~TRUST~CO-TRUSTEE~FEBRUARY 2017~1HR PER MONTH~0HRS PER MONTH DURING MARKET~CO-TRUSTEE OVERSEEING AND ADMINISTERING THE TRUST - NO MANAGEMENT FEE NOR TRUSTEE FEE
CRS (Client Relationship Summary) - RIA
Click below to view Mordechai Leib Fishman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 7, 2005 - Present
JSF FINANCIAL, LLC
Office #1: 6300 Wilshire Blvd. Ste. 700, Los Angeles, CA 90048RIA
CRD#: 114025
LOS ANGELES, CA
Current
February 26, 2010 - Present
NEWEDGE SECURITIES, LLC
Office #1: 6300 Wilshire Blvd Suite 2100, Los Angeles, CA 90048BD
CRD#: 10674
LOS ANGELES, CA
Past
August 15, 2006 - March 11, 2010
CANTELLA & CO., INC.
RIA
CRD#: 13905
LOS ANGELES, CA
Past
August 25, 2004 - March 11, 2010
CANTELLA & CO., INC.
BD
CRD#: 13905
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JF
JSF FINANCIAL, LLC
JEFFREY SETH FISHMAN | JSF FINANCIAL, LLC
CRD#: 114025 / SEC#: 801-71250
RIA
Registered Investment Advisory firm - (3/30/2010 Approved)California
Registered Investment Advisory firm - (4/13/2010 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/26/2010)
IAR
California(9/7/2005)
RR
California(2/26/2010)
RR
Colorado(2/26/2010)
RR
District of Columbia(5/12/2010)
RR
Florida(2/26/2010)
RR
Illinois(2/26/2010)
RR
Massachusetts(2/26/2010)
RR
Nevada(11/8/2019)
RR
New Jersey(10/14/2010)
RR
New York(2/26/2010)
RR
Ohio(5/11/2018)
RR
Rhode Island(10/2/2020)
RR
Texas(7/26/2012)
RR
Utah(7/17/2018)
RR
Washington(2/26/2010)
RR
Wisconsin(4/20/2017)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
JF
JSF FINANCIAL, LLC
JEFFREY SETH FISHMAN | JSF FINANCIAL, LLC
CRD#: 114025 / SEC#: 801-71250
RIA
Registered Investment Advisory firm - (3/30/2010 Approved)California
Registered Investment Advisory firm - (4/13/2010 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6300 Wilshire Blvd. Suite 2100, Los Angeles, CA 90048
Mailing Address
Phone number
(323) 866-0833
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,633 |
| AUM (Assets Under Management) | $ 1,730,429,115 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
