AB
Andrew M. Braumann
TRUIST ADVISORY SERVICES
MCLEAN, VA 22102
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CRD#: 4084073
AB
Professional summary
Andrew Mitchell Braumann, CFP®, who also goes by Andrew Braumann, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Mclean, Virginia and TRUIST INVESTMENT SERVICES, INC. located in Mclean, Virginia.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Andrew has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew Braumann
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
JUDICIAL WATCH, INC. POSITION: Member of Audit Committee NATURE: Judicial Watch is a 501(c)(3) founded in 1994 is a non-partisan educational foundation, promotes transparency, accountability and integrity in government, politics and the law. Through its educational endeavors, Judicial Watch advocates high standards of ethics and morality in our nation's public life and seeks to ensure that political and judicial officials do not abuse the powers entrusted to them by the American people. Judicial Watch fulfills its educational mission through litigation, investigations, and public outreach. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2011 ADDRESS: 425 3rd St, SW, Suite 800, Washington, D.C. DC 20024 CVPATH INSTITUTE, INC. POSITION: Director - Board of Directors NATURE: CVPath Institute is a leading medical research and education organization dedicated to improving patient health management for those suffering from cardiac and vascular diseases. Established in 2005 as a not-for-profit organization under section 501(c)(3) of the Internal Revenue Code, our mission is to conduct basic and translational "bench to bedside" research. We provide consultation, histology, and diagnostic services to promote discoveries that advance diagnosis and treatment of cardiovascular diseases. Additionally, the institution codifies one of the largest and most comprehensive repositories of diseased human tissue and makes it available for investigative studies and teaching. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2006 ADDRESS: 19 Firstfield Rd., Gaithersburg MD 20878
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Mitchell Braumann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 8200 Greensboro Drive, Mclean, VA 22102RIA
CRD#: 283390
MCLEAN, VA
Current
February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 8200 Greensboro Dr Fl 10, Mclean, VA 22102BD
CRD#: 17499
Mclean, VA
Past
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
May 13, 2009 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
RIA
CRD#: 33856
FAIRFAX, VA
Past
January 27, 2009 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
FAIRFAX, VA
Past
December 10, 2008 - December 31, 2008
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
FALLS CHURCH, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/17/2021)
RR
California(2/17/2021)
RR
District of Columbia(2/17/2021)
RR
Florida(2/17/2021)
RR
Maine(2/17/2021)
RR
Maryland(2/17/2021)
RR
North Carolina(2/17/2021)
RR
Pennsylvania(2/17/2021)
RR
South Carolina(2/17/2021)
RR
Virginia(2/17/2021)
IAR
Virginia(2/17/2021)
RR
West Virginia(2/17/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
