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VU

Vlad Uchenik

INX SECURITIES
Holland, PA 18966
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CRD#: 4071805
VU

Professional summary


Vlad Uchenik is a registered financial professional currently at INX SECURITIES, LLC located in Holland, Pennsylvania.

Vlad is registered as a RR (Registered Representative) and started their career in finance in 1999. Vlad has worked at 13 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 4, Series 53, Series 28 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Vlad Uchenik's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 28, 2013 - Present

INX SECURITIES, LLC

Office #1: 252 Bradley Court, Holland, PA 18966
BD
CRD#: 162182
Holland, PA
Past

January 3, 2017 - September 6, 2019

MC SQUARE CAPITAL, LLC

BD
CRD#: 169545
GREENWICH, CT
Past

September 17, 2016 - December 8, 2017

ARKONIS CAPITAL LLC

BD
CRD#: 147798
WOODBURY, NY
Past

January 12, 2015 - September 30, 2015

PENN INVESTMENT ADVISORS, INC.

RIA
CRD#: 151715
DOYLESTOWN, PA
Past

January 5, 2015 - September 30, 2015

EAGLEVIEW SECURITIES, INC

BD
CRD#: 170008
Doylestown, PA
Past

April 27, 2011 - June 5, 2013

ITB SECURITIES, LLC

BD
CRD#: 132665
NEW YORK, NY
Past

March 8, 2010 - January 24, 2011

INTERMERCHANT SECURITIES LLC

BD
CRD#: 142734
NEW YORK, NY
Past

March 5, 2009 - December 7, 2009

JESUP & LAMONT SECURITIES CORP

RIA
CRD#: 39056
NEW YORK, NY
Past

January 9, 2009 - March 25, 2009

EMPIRE FINANCIAL GROUP, INC.

BD
CRD#: 28759
NEW YORK, NY
Past

October 30, 2008 - December 7, 2009

JESUP & LAMONT SECURITIES CORP

BD
CRD#: 39056
NEW YORK, NY
Past

October 29, 2008 - December 31, 2008

EMPIRE FINANCIAL GROUP, INC.

BD
CRD#: 28759
NEW YORK, NY
Past

June 1, 2005 - February 17, 2006

SAFDIE INVESTMENT SERVICES CORP.

RIA
CRD#: 104199
NEW YORK, NY
Past

April 29, 2005 - October 24, 2008

SAFDIE INVESTMENT SERVICES CORP.

BD
CRD#: 104199
NEW YORK, NY
Past

February 4, 2004 - April 22, 2005

UST SECURITIES CORP.

BD
CRD#: 13906
STAMFORD, CT
Past

September 4, 2001 - November 7, 2003

BBVA SECURITIES INC.

BD
CRD#: 27060
NEW YORK, NY
Past

December 16, 1999 - August 22, 2001

SECURITY FINANCIAL NETWORK, LLC

BD
CRD#: 10825
PHOENIXVILLE, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/23/2014)
RR
Alaska
(1/23/2014)
RR
Arizona
(1/23/2014)
RR
Arkansas
(11/14/2013)
RR
California
(1/23/2014)
RR
Colorado
(1/23/2014)
RR
Connecticut
(11/1/2013)
RR
Delaware
(1/23/2014)
RR
District of Columbia
(9/27/2013)
RR
Florida
(1/23/2014)
RR
Georgia
(1/23/2014)
RR
Hawaii
(1/23/2014)
RR
Idaho
(1/23/2014)
RR
Illinois
(9/19/2013)
RR
Indiana
(1/23/2014)
RR
Iowa
(1/23/2014)
RR
Kansas
(1/23/2014)
RR
Kentucky
(1/23/2014)
RR
Louisiana
(1/23/2014)
RR
Maine
(1/23/2014)
RR
Maryland
(1/23/2014)
RR
Massachusetts
(1/23/2014)
RR
Michigan
(2/10/2016)
RR
Minnesota
(1/23/2014)
RR
Mississippi
(1/23/2014)
RR
Missouri
(1/23/2014)
RR
Montana
(1/23/2014)
RR
Nebraska
(1/23/2014)
RR
Nevada
(2/10/2016)
RR
New Hampshire
(1/23/2014)
RR
New Jersey
(1/23/2014)
RR
New Mexico
(1/13/2014)
RR
New York
(5/28/2013)
RR
North Carolina
(1/23/2014)
RR
North Dakota
(1/23/2014)
RR
Ohio
(1/23/2014)
RR
Oklahoma
(1/23/2014)
RR
Oregon
(10/7/2013)
RR
Pennsylvania
(2/10/2016)
RR
Puerto Rico
(1/23/2014)
RR
Rhode Island
(1/23/2014)
RR
South Carolina
(1/23/2014)
RR
South Dakota
(8/9/2020)
RR
Tennessee
(1/8/2024)
RR
Texas
(9/30/2013)
RR
Utah
(1/23/2014)
RR
Vermont
(1/23/2014)
RR
Virginia
(1/23/2014)
RR
Washington
(1/23/2014)
RR
West Virginia
(1/23/2014)
RR
Wisconsin
(1/23/2014)
RR
Wyoming
(1/23/2014)

Exams


State Security Law Exam
IAR
Series 65
Date: 11/11/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 28
Date: 3/9/2000
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


IS
INX SECURITIES, LLC
INX ATS | SAGEWORKS CAPITAL, INC. | SAGEWORKS CAPITAL LLC | SAGEWORKS CAPITAL INC. | RAISEWORKS | OPENFINANCE SECURITIES, LLC | INX SECURITIES, LLC

CRD#: 162182 / SEC#: , 8-69058

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
252 Bradley Court, Holland, PA 18966
Mailing Address
252 Bradley Court, Holland, PA 18966
Phone number
(215) 806-9031
Established
Pennsylvania since 03/29/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
INX LIMITEDDIRECT OWNER
NEELY, KIMBERLY BETHFINOP2045019
UCHENIK, VLADCEO AND CCO4071805

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INX SECURITIES, LLC

CRD#: 162182Holland, PA 18966

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