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CL

Christopher C. Labella

D. BORAL CAPITAL
Woodbury, NY 11797
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CRD#: 4070936
CL

Professional summary


Christopher Charles Labella, who also goes by Christopher Charles Labella, is a registered financial professional currently at D. BORAL CAPITAL located in Woodbury, New York.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 4 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 25 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Christopher Charles Labella

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Christopher Charles Labella's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 9, 2025 - Present

D. BORAL CAPITAL

Office #1: 60 Crossways Park Dr. W Suite 305, Woodbury, NY 11797
BD
CRD#: 103792
Woodbury, NY
Past

March 15, 2023 - June 12, 2025

BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC

BD
CRD#: 114212
EDGEWOOD, NY
Past

May 3, 2001 - January 31, 2023

AEGIS CAPITAL CORP.

BD
CRD#: 15007
MELVILLE, NY
Past

January 5, 1998 - March 16, 2001

APEX CLEARING CORPORATION

BD
CRD#: 13071
DALLAS, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/9/2025)
RR
Alaska
(6/9/2025)
RR
Arizona
(6/9/2025)
RR
Arkansas
(6/9/2025)
RR
California
(6/9/2025)
RR
Colorado
(6/9/2025)
RR
Connecticut
(6/9/2025)
RR
Delaware
(6/9/2025)
RR
District of Columbia
(6/9/2025)
RR
Florida
(6/9/2025)
RR
Georgia
(6/9/2025)
RR
Hawaii
(6/9/2025)
RR
Idaho
(6/9/2025)
RR
Illinois
(6/9/2025)
RR
Indiana
(6/9/2025)
RR
Iowa
(6/9/2025)
RR
Kansas
(6/9/2025)
RR
Kentucky
(6/9/2025)
RR
Louisiana
(6/9/2025)
RR
Maine
(6/9/2025)
RR
Maryland
(6/9/2025)
RR
Massachusetts
(6/9/2025)
RR
Michigan
(6/9/2025)
RR
Minnesota
(6/9/2025)
RR
Mississippi
(6/9/2025)
RR
Missouri
(6/9/2025)
RR
Montana
(6/9/2025)
RR
Nebraska
(6/9/2025)
RR
Nevada
(6/9/2025)
RR
New Hampshire
(6/9/2025)
RR
New Jersey
(6/9/2025)
RR
New Mexico
(6/9/2025)
RR
New York
(6/9/2025)
RR
North Carolina
(6/9/2025)
RR
North Dakota
(6/9/2025)
RR
Ohio
(6/9/2025)
RR
Oklahoma
(6/9/2025)
RR
Oregon
(6/9/2025)
RR
Pennsylvania
(6/9/2025)
RR
Puerto Rico
(6/9/2025)
RR
Rhode Island
(6/9/2025)
RR
South Carolina
(6/9/2025)
RR
South Dakota
(6/9/2025)
RR
Tennessee
(6/9/2025)
RR
Texas
(6/9/2025)
RR
Utah
(6/9/2025)
RR
Vermont
(6/9/2025)
RR
Virgin Islands
(6/9/2025)
RR
Virginia
(6/9/2025)
RR
Washington
(6/9/2025)
RR
West Virginia
(6/9/2025)
RR
Wisconsin
(6/9/2025)
RR
Wyoming
(6/9/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 11/21/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 4/10/2003
Limited Representative-Equity Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 25
Date: 3/17/1999
NYSE Trading Assistant Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


DB
D. BORAL CAPITAL
BENCHMARK INVESTMENTS, INC. | EF HUTTON LLC | D. BORAL CAPITAL LLC | D. BORAL CAPITAL | BENCHMARK INVESTMENTS, LLC

CRD#: 103792 / SEC#: , 8-52280

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
590 Madison Ave 39th Floor, New York, NY 10022
Mailing Address
590 Madison Ave 39th Floor, New York, NY 10022
Phone number
(212) 570-5150
Established
Nevada since 05/28/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
DBCH PARTNERS LLCSHAREHOLDER
AGRAWAL, SHARADCHIEF TECHNOLOGY OFFICER5115964
BORAL, DAVID WALTERCHIEF EXECUTIVE OFFICER5340753
MERLIN, JAREDCHIEF COMPLIANCE OFFICER4222427
WHALEN, RYAN JAMESGENERAL COUNSEL7457347
WIEDERLIGHT, PHILIPCHIEF OPERATING OFFICER5856024
WILDER, BRADLEY STEPHENFINOP7497819

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


D. BORAL CAPITAL

CRD#: 103792Woodbury, NY 11797

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