Pauline L. Healy
Professional summary
Pauline L Healy, who also goes by Pauline Locascio Healy, Pauline Locascio Healy, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Melville, New York and NYLIFE SECURITIES LLC located in Melville, New York.
Pauline is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Pauline has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Pauline L Healy's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 12, 2018 - Present
EAGLE STRATEGIES LLC
Office #1: 520 Broad Hollow Rd., Melville, NY 11747May 9, 2012 - Present
NYLIFE SECURITIES LLC
Office #1: 520 Broad Hollow Rd., Melville, NY 11747March 30, 2004 - March 22, 2012
EQUITABLE ADVISORS, LLC
December 13, 1999 - November 21, 2002
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/14/2018)
(8/3/2021)
(7/6/2018)
(7/12/2018)
Exams
FINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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