Alex J. Ouyang
Professional summary
Alex J Ouyang is a registered financial professional currently at FIRSTRADE SECURITIES INC. located in Flushing, New York.
Alex is registered as a RR (Registered Representative) and started their career in finance in 2000. Alex has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 52, Series 7, Series 11, Series 24, Series 4 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alex J Ouyang's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2000 - Present
FIRSTRADE SECURITIES INC.
Office #1: 30-50 Whitestone Expressway Suite A301, Flushing, NY 11354State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/15/2020)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 11
Date: 12/28/1999
Assistant Representative-Order Processing Qualification ExamFINRA
Current Firm
FIRSTRADE SECURITIES INC.
CRD#: 16843 / SEC#: , 8-34642
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
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