Seth A. Hoenig
Professional summary
Seth Andrew Hoenig is a registered financial professional currently at TOURMALINE PARTNERS, LLC located in Stamford, Connecticut.
Seth is registered as a RR (Registered Representative) and started their career in finance in 2000. Seth has worked at 2 firms and has passed the Series 63, Series 3, SIE, Series 7 and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Seth Andrew Hoenig's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 14, 2018 - Present
TOURMALINE PARTNERS, LLC
Office #1: 680 Washington Blvd. 10th Floor, Stamford, CT 06901January 17, 2000 - February 15, 2001
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/25/2018)
(1/3/2019)
(9/25/2018)
(4/1/2024)
(8/14/2018)
(9/25/2018)
(9/25/2018)
(9/25/2018)
(9/25/2018)
Exams
Series 55
Date: 3/20/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
TOURMALINE PARTNERS, LLC
CRD#: 154492 / SEC#: , 8-68644
Contact information
FINRA licenses (34 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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