Neil M. Fitzpatrick
Professional summary
Neil Michael Fitzpatrick MR is a registered financial professional currently at HEADLANDS TECHNOLOGIES SECURITIES, LLC located in Chicago, Illinois.
Neil is registered as a RR (Registered Representative) and started their career in finance in 2000. Neil has worked at 6 firms and has passed the Series 99TO, Series 57TO, SIE, Series 55, Series 62, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Neil Michael Fitzpatrick MR's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 28, 2018 - Present
HEADLANDS TECHNOLOGIES SECURITIES, LLC
Office #1: 110 N. Wacker Drive 54th Floor, Chicago, IL 60606Office #2: 110 N. Wacker Drive 54th Floor, Chicago, IL 60606February 28, 2011 - July 1, 2021
TD FINANCIAL PRODUCTS LLC
December 14, 2004 - March 2, 2009
CITADEL SECURITIES LLC
November 13, 2002 - August 13, 2004
KNIGHT CAPITAL AMERICAS, L.P.
October 10, 2000 - August 24, 2004
KNIGHT EXECUTION PARTNERS LLC
February 29, 2000 - August 13, 2004
KNIGHT CAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 6/6/2024
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/12/2003
Limited Representative-Equity Trader ExamSeries 62
Date: 3/7/2001
Corporate Securities Limited Representative ExaminationFINRA
NYSE Texas, Inc.
Current Firm
HEADLANDS TECHNOLOGIES SECURITIES, LLC
CRD#: 288960 / SEC#: , 8-69969
Contact information
Documents
Red Flags
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