Neil Michael Fitzpatrick Mr
Professional Summary
Neil Michael Fitzpatrick MR was a registered financial advisor. Neil was a previously registered financial professional and started their career in finance 2000 - 2026. Neil had worked at 6 firms and has passed the Series 99TO, Series 57TO, SIE, Series 55, Series 62, Series 24 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
HEADLANDS TECHNOLOGIES SECURITIES, LLC
Contact Information
Main Address
110 N. Wacker Drive 54th Floor, Chicago, IL 60606Mailing Address
110 N. Wacker Drive 54th Floor, Chicago, IL 60606Phone Number
(312) 601-8774Established
Delaware since 05/08/2017Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Mar 2003Series 62 — Corporate Securities Limited Representative Examination
Passed Mar 2001Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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