Michael R. Mitchell
Professional summary
Michael Robert Mitchell, who also goes by Micky Mitchell, is a registered financial professional currently at SWBC INVESTMENT SERVICES, LLC located in San Antonio, Texas.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2004. Michael has worked at 8 firms and has passed the Series 66, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Robert Mitchell's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 23, 2025 - Present
SWBC INVESTMENT SERVICES, LLC
Office #1: 9311 San Pedro, Ste 600, San Antonio, TX 78216September 19, 2023 - September 19, 2025
CINCAP INVESTMENT GROUP, LLC
February 21, 2023 - September 18, 2023
NATALLIANCE SECURITIES, LLC
July 22, 2022 - February 21, 2023
B. RILEY WEALTH MANAGEMENT
April 7, 2021 - February 21, 2023
B. RILEY WEALTH ADVISORS, INC.
April 7, 2021 - July 22, 2022
NATIONAL SECURITIES CORPORATION
July 19, 2005 - April 8, 2021
ADVISORS ASSET MANAGEMENT, INC.
May 10, 2005 - April 8, 2021
ADVISORS ASSET MANAGEMENT, INC.
December 15, 2004 - May 9, 2005
ELTEKON SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/23/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
SWBC INVESTMENT SERVICES, LLC
CRD#: 133715 / SEC#: , 8-66764
Contact information
FINRA licenses (49 States and Territories)
Red Flags
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