Michael Robert Mitchell
Professional Summary
Michael Robert Mitchell, who also goes by Micky Mitchell, is a registered financial advisor currently at SWBC INVESTMENT SERVICES, LLC located in San Antonio, Texas. Michael is registered as a RR (Registered Representative) and started their career in finance in 2004. Michael has worked at 8 firms and has passed the Series 66, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Micky Mitchell
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
26 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
SWBC INVESTMENT SERVICES, LLC | SWBC WEALTH MANAGEMENT
Contact Information
Main Address
9311 San Pedro, Ste 600, San Antonio, TX 78216Mailing Address
9311 San Pedro, Ste 600, San Antonio, TX 78216Phone Number
(800) 527-0066Established
Texas since 08/02/2004Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (49 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(9/23/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Robert Mitchell's CRS (Customer Relationship Summary).
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