Carlos Ricardo Fuenmayor
Professional Summary
Carlos Ricardo Fuenmayor, who also goes by Carlos Ricardo Fuenmayor Quintero, Carlos Fuenmayor Quintero, is a registered financial advisor currently at BANCTRUST SECURITIES USA located in New York, New York. Carlos is registered as a RR (Registered Representative) and started their career in finance in 2000. Carlos has worked at 10 firms and has passed the Series 63, Series 66, Series 79, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Carlos Ricardo Fuenmayor Quintero, Carlos Fuenmayor Quintero
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
16 years in the financial services industry
Current & Past Employments
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Current Firm
BANCTRUST & CO. | BTCO SECURITIES LLC | BANCTRUST SECURITIES USA
Contact Information
Main Address
620 Fifth Avenue Suite 206, New York, NY 10020Mailing Address
620 Fifth Avenue Suite 206, New York, NY 10020Phone Number
(212) 466-6513Established
Delaware since 03/09/2016Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Aug 2017About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Carlos Ricardo Fuenmayor's CRS (Customer Relationship Summary).
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