Adam C. Mackenzie
Professional summary
Adam Christopher Mackenzie, CFP®, who also goes by Adam Christopher Mackenzie, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Santa Barbara, California and FIDELITY BROKERAGE SERVICES LLC located in Santa Barbara, California.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Adam has worked at 7 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Adam Christopher Mackenzie's CRS (Customer Relationship Summary).
Certified licenses
Education
California Lutheran University
Bachelor of Science (BS) - Business Administration (Marketing)
1999
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 3793 State Street, Santa Barbara, CA 93105July 17, 2019 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 3793 State Street, Santa Barbara, CA 93105July 22, 2019 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
January 24, 2008 - July 8, 2019
TD AMERITRADE, INC.
January 24, 2008 - July 8, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
January 24, 2008 - July 8, 2019
TD AMERITRADE, INC.
May 27, 2005 - January 4, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 27, 2005 - January 4, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 7, 2001 - June 1, 2005
MORGAN STANLEY DW INC.
November 12, 1999 - June 1, 2005
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/26/2019)
(9/27/2019)
(7/17/2019)
(3/31/2025)
(4/7/2022)
(1/26/2021)
(8/13/2021)
(2/12/2021)
(9/27/2019)
(3/1/2024)
(1/13/2021)
(12/17/2020)
(11/26/2019)
(1/4/2023)
(11/26/2019)
(9/27/2019)
(9/27/2019)
(9/27/2019)
(12/9/2019)
(10/9/2020)
(10/8/2021)
(7/28/2022)
(11/23/2020)
(9/27/2019)
(9/27/2019)
(2/12/2021)
(7/18/2019)
(3/31/2025)
(3/16/2021)
(9/15/2021)
(9/27/2019)
Exams
FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Santa Barbara, CATRUST BUT VERIFY
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