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Geoff Martin

ANOS CAPITAL
NEW YORK, NY
·CRD# 4055156·26 years experience

Professional Summary

Geoff Martin, who also goes by Geoff Joseph Martin, is a registered financial advisor currently at ANOS CAPITAL, LLC located in New York, New York. Geoff is registered as a RR (Registered Representative) and started their career in finance in 1999. Geoff has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 4 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Geoff Joseph Martin

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

ANOS CAPITAL, LLC·CRD# 284714
RIA
BD
405 Lexington Avenue 9th Floor, New York, NY 10174
September 26, 2025 - Present
MAREX CAPITAL MARKETS INC.·CRD# 161014
BD
San Francisco , CA
December 8, 2023 - February 28, 2025
COWEN AND COMPANY·CRD# 7616
BD
San Francisco, CA
August 25, 2021 - December 12, 2023
COWEN PRIME SERVICES LLC·CRD# 153397
BD
San Francisco, CA
January 29, 2016 - January 4, 2022
WELLS FARGO PRIME SERVICES, LLC·CRD# 133068
BD
New York, NY
January 3, 2005 - September 27, 2005
COWEN PRIME SERVICES TRADING LLC·CRD# 23857
BD
San Francisco, CA
December 22, 1999 - June 15, 2016

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Current Firm

AC
ANOS CAPITAL, LLC

ABEL NOSER, LLC. | ANOS CAPITAL, LLC | ANOS CAPITAL, L.L.C. | ABEL/NOSER, L.L.C.

CRD#: 284714 / SEC#: 8-69809
New York
Registered Investment Advisory firm - SEC (6/9/2017 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

405 Lexington Avenue 9th Floor, New York, NY 10174

Mailing Address

405 Lexington Avenue 9th Floor, New York, NY 10174

Phone Number

(646) 432-4100

Established

Delaware since 04/21/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

# of Employees

24

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
CORGI INSURANCE SERVICES INC.PARENT OWNER—
LAQUA, NICOLAS SCOTTCEO8136462
YUAN, EMILY ZENGCOO8136461
PAPATSOS, JOHN NICKFINOP/CCO4416912

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(9/26/2025)
RR
New York
(11/18/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2000About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jul 2002

Series 7 — General Securities Representative Examination

Passed Dec 1999About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed May 2010About the Series 4 exam
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Geoff Martin's CRS (Customer Relationship Summary).

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