PG
Philip T. Garcia
TRUIST ADVISORY SERVICES
FORT WORTH, TX 76109
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CRD#: 4053657
PG
Professional summary
Philip T. Garcia, who also goes by Philip Garcia, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Fort Worth, Texas and TRUIST INVESTMENT SERVICES, INC. located in Fort Worth, Texas.
Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Philip has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Philip Garcia
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LAS AGUILAS, LLC POSITION: Owner NATURE: Entity created to hold a ranch for ag homestead exemption. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/24/2018 ADDRESS: Weatherford TX, United States DESCRIPTION: Entity only exists to hold land for Agricultural Exemption for homestead. PHILIP & BRITTNEY GARCIA CATTLE POSITION: Rancher NATURE: Raise cattle on our farm INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: Weatherford TX, United States DESCRIPTION: Raising cattle to keep our agricultural exemption.
CRS (Client Relationship Summary) - RIA
Click below to view Philip T. Garcia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 5128 Apache Plume Rd, Fort Worth, TX 76109RIA
CRD#: 283390
FORT WORTH, TX
Current
February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 5128 Apache Plume Rd Ste 340, Fort Worth, TX 76109BD
CRD#: 17499
Fort Worth, TX
Past
May 4, 2018 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
May 4, 2018 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
October 22, 2010 - May 7, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
FORT WORTH, TX
Past
October 22, 2010 - May 7, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
FORT WORTH, TX
Past
October 1, 2003 - October 26, 2010
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
FORT WORTH, TX
Past
May 16, 2003 - October 26, 2010
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
FORT WORTH, TX
Past
December 22, 1999 - June 3, 2003
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
FORT WORTH, TX
Past
December 7, 1999 - June 3, 2003
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/17/2021)
RR
Arkansas(2/17/2021)
RR
California(2/17/2021)
RR
Colorado(2/17/2021)
RR
Connecticut(2/17/2021)
RR
Florida(2/17/2021)
RR
Georgia(2/17/2021)
RR
Idaho(2/17/2021)
RR
Illinois(2/17/2021)
RR
Indiana(2/17/2021)
RR
Kansas(4/4/2022)
RR
Kentucky(2/17/2021)
RR
Louisiana(6/9/2021)
IAR
Louisiana(1/6/2023)
RR
Minnesota(2/17/2021)
RR
Missouri(2/17/2021)
RR
New Jersey(2/17/2021)
RR
New Mexico(2/17/2021)
RR
New York(2/17/2021)
RR
North Carolina(2/17/2021)
RR
Ohio(2/17/2021)
RR
Oklahoma(2/17/2021)
RR
Pennsylvania(11/2/2022)
RR
Tennessee(9/13/2022)
RR
Texas(2/17/2021)
IAR
Texas(2/17/2021)
RR
Utah(6/22/2021)
RR
Vermont(2/17/2021)
RR
Washington(2/17/2021)
RR
Wyoming(3/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
